We Love Working With Advisors

YOUR FOCUS IS ON EXPANDING RELATIONSHIPS AND BUILDING YOUR BUSINESS.

With MY SGI, the resources you need to open new accounts, track client portfolios, and manage fees are at your fingertips, drastically cutting your administrative burden.

SUMMIT’S GLOBAL INVESTMENT MANAGEMENT EXPERTISE

Underpinning all our investing is our nationally-recognized Managed Risk ApproachTM. Our independent thinking sets us apart from most other asset managers; we are not affiliated with any other companies.

CHOOSE FROM AN ARRAY OF INVESTMENT PRODUCTS

You can match our products and strategies to your clients’ goals, risk tolerance, and timeframes. There are no size requirements or minimum investments for managed accounts.

DEDICATED CLIENT SERVICE AND PORTFOLIO MANAGERS ARE JUST A PHONE CALL AWAY.

We’ll help with everything from closing a new client and providing educational materials to answering a quick “how to” navigation question about MY SGI. We’re here for you.

My SGI

Our proprietary technology puts a comprehensive look at your clients' accounts and much more at your fingertips.
  • Sales ideas + marketing resources
  • Document library
  • Fee calculator and tracker
  • Efficient new account set up
  • SGI Signature Onboarding
  • Product recommendations

Learn more about MY SGI and how to qualify for ”White Glove Service”

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NATIONALLY RECOGNIZED FOR OUR MANAGED RISK APPROACH

Managed risk equity investing may lead to a long term improvement in risk-adjusted return due to outperformance, lower standard deviation, and reduced drawdowns.

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Commentaries & Updates

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A Full Range of Investment Strategies and Products

MODEL PORTFOLIOS | SCALE YOUR BUSINESS AND ENHANCE OUTCOMES

SGI’s model portfolios are ready-to-go investment solutions that allow you to focus on nurturing relationships with clients and prospects instead of constructing portfolios.

As market conditions change, our investment team is rebalancing to ensure risk profiles are maintained, helping the portfolios remain resilient over full market cycles.

SGI’s six models are all fully diversified across asset categories and industries, holding SGI products and selected third-party portfolios we deem best in class.

Each portfolio is configured to deliver potential for the best risk-adjusted return for its category.

STOCKS BONDS BETA*
Conservative 0-25% 75-100% 0.03-0.07
Conservative Balanced 5-40% 60-95% 0.07-0.21
Balanced 20-55% 45-80% 0.21-0.35
Prudent Growth 35-70% 30-65% 0.35-0.49
Growth 55-90% 10-45% 0.69-0.63
Peak Growth 78-100% 0-22% 0.56-0.70
*Beta is a measure of an investment’s historical volatility compared to the S&P 500. Beta tells you how risky an investment is.
The market index as a whole has a beta of 1.

SEPARATELY MANAGED ACCOUNTS | PRIVATE CAPITAL | HEDGE FUNDS

Your larger clients can take advantage of SGI’s global network and less well-known opportunities. For accredited investors, we offer sophisticated investment products such as venture capital, hedge funds, and other private equity or debt opportunities.

Custom portfolios are managed to fit each clients’ tax situation, family priorities, passions, and more. And, with MY SGI, you’ll have full visibility into the portfolio holdings, activity, performance, and fees.

Exchange Traded Funds (ETFs) & Mutual Funds

Summit Global Investment’s ETFs and mutual funds are all actively managed — and also adhere to SGI’s proprietary Managed Risk Approach.

Mutual funds may be a good way for investors just starting who want to get to know us or may not have much to invest. They offer good diversification and efficiency.

Introduced in 2023, our ETFs are traded throughout the day and offer liquidity, competitive fees, and tax advantages. SGI’s ETFs are semi-transparent giving us the potential for generating greater alpha* through our proprietary portfolio trading strategy.

1These ETFs are different from traditional ETFs. Traditional ETFs tell the public what assets they hold each day. These ETFs will not. This may create additional risks for your investment. For example: • You may have to pay more money to trade an ETF’s shares. These ETFs will provide less information to traders, who tend to charge more for trades when they have less information. • The price you pay to buy ETF shares on an exchange may not match the value of the ETF’s portfolio. The same is true when you sell shares. These price differences may be greater for these ETFs compared to other ETFs because these ETFs provides less information to traders. • These additional risks may be even greater in bad or uncertain market conditions. • The SGI U.S. Large Cap Core ETF will publish on its website each day a “Proxy Portfolio” designed to help trading in shares of the ETF. While the Proxy Portfolio includes some of the ETF’s holdings, it is not the ETF’s actual portfolio. • The SGI Dynamic Tactical ETF will publish on its website each day a “Portfolio Reference Basket” designed to help trading in shares of the ETF. While the Portfolio Reference Basket includes all the names of the ETF’s holdings, it is not the ETF’s actual portfolio. The differences between these ETFs and other ETFs may also have advantages. By keeping certain information about an ETF portfolio secret, these ETFs may face less risk that other traders can predict or copy its investment strategy. This may improve the ETFs’ performance. If other traders are able to copy or predict an ETF’s investment strategy, however, this may hurt the ETF’s performance. For additional information regarding the unique attributes and risks of these ETFs, see the Prospectus .

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