CURRENT MATERIALS
CURRENT MATERIALS
Overview
INCEPTION
05/05/2025
OBJECTIVE
Seek Capital Appreciation and Income
TICKER
LDRX
PRIMARY EXCHANGE
NASDAQ
CUSIP
74933W189
NET ASSETS
$165,813,527.76
PREMIUM/ DISCOUNT1
0.19%
30 DAY MEDIAN BID/ASK SPREAD2
0.26%
GROSS EXPENSE RATIO
0.50%
Market Leaders and Enhanced Yield
LDRX seeks to deliver enhanced income and capital appreciation by investing in stocks of companies it considers “market leaders”. The portfolio focuses on companies with consistent leadership in earnings, debt, and valuations, and adjusts positions based on changing risk/return profiles and idiosyncratic risks.
This active strategy aims to generate an “enhanced yield” by an options overlay. This approach seeks to generate income from premiums while keeping costs low.
LDRX may also invest in ETFs and other funds to support diversification and liquidity. With risk management at its core, the strategy seeks equity growth with income generation through options.
Why invest in LDRX?
Income Generation
Designed for investors looking to experience income derived from two distinct sets of holdings: 1) dividends that are generated from a diversified portfolio of global equities that historically generate attractive dividends, and 2) an enhanced income component derived from an ultra-short-term options strategy that seeks to provide additional daily income.
Risk Management
Managed Risk ApproachTM utilizes dynamic hedging through call options or underlying futures.
Experienced Investment Team
SGI Portfolio Managers have deep expertise in multi-asset income investing, including asset allocation, tactical positioning, and rigorous research.
Performance
Portfolio Managers
Aash M. Shah, CFA
Head of Investments & Sr. Portfolio Manager
BIO
David Harden, Founder
President | Portfolio Manager | Chief Executive Officer | Chief Investment Officer
BIO
Holdings as of 2025-05-05
ETF holdings and allocations are subject to change at any time and should not be interpreted as an offer of these securities.
Historical Premium/Discount
N/A
IMPORTANT INFORMATION
1Premium/Discount If the price of the ETF is trading above its NAV, the ETF is said to be trading at a “premium.” Conversely, if the price of the ETF is trading below its NAV, the ETF is said to be trading at a “discount.” In relatively calm markets, ETF prices and NAV generally stay close.
230-Day Median Bid/Ask Spread % A calculation of the Fund's median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund's national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.
Important Risk Information
Carefully consider the Fund's investment objectives, risk factors, charges, and expenses before investing. This and additional information can be found in The
SGI Market Leaders ETF's Read the prospectus carefully before investing.
Investing involves risk, including possible loss of principal. The Fund is a newly organized, diversified management investment company with no operating history. Securities that can be converted into common stock, such as certain securities and preferred stock, are subject to the usual risks associated with fixed income investments, such as interest rate risk and credit risk. The Fund’s investments in derivative instruments including options, forward currency exchange contracts, swaps and futures, which may be leveraged, may result in losses. Investments in derivative instruments may result in losses exceeding the amounts invested. An option is a type of derivative instrument that gives the holder the right (but not the obligation) to buy (a “call”) or sell (a “put”) an asset in the near future at an agreed upon price prior to the expiration date of the option.
The Fund’s investment performance may be affected by the investment performance of the underlying funds in which the Fund may invest. The Fund is non-diversified. Compared to other funds, the Fund may invest more of its assets in a smaller number of companies. Gains or losses on a single stock may have greater impact on the Fund.
Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the funds. Brokerage commissions will reduce returns.
Distributed by Quasar Distributors, LLC.