Towering Risks
05/28/25
Market leadership is increasingly concentrated in a handful of dominant stocks, echoing past cycles. Investors may benefit from stepping back and reassessing the importance of diversification.
View from the Summit
Recent news and commentaries to let you know our most current thinking.
Towering Risks
05/28/25
Market leadership is increasingly concentrated in a handful of dominant stocks, echoing past cycles. Investors may benefit from stepping back and reassessing the importance of diversification.
MORE
One Month Late and a Pallet Short
05/06/25
Markets rallied for a ninth straight day, but supply chain strains and weak consumer sentiment suggest the economic backdrop is more fragile than it appears. With inventory buffers thin and trade disruptions deepening, investors should stay alert—especially as valuations remain stretched and risks tilt to the downside.
MORE
Fox Business
05/02/25
Dave Harden joined Liz Claman on The Claman Countdown. They discussed Berkshire Hathaway ahead of their annual meeting, and Dave shared why he thinks Microsoft is a good opportunity for those looking to invest in the tech space.
MORE
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One Month Late and a Pallet Short
05/06/25Markets rallied for a ninth straight day, but supply chain strains and weak consumer sentiment suggest the economic backdrop is more fragile than it appears. With inventory buffers thin and trade disruptions deepening, investors should stay alert—especially as valuations remain stretched and risks tilt to the downside.
Fox Business
05/02/25Dave Harden joined Liz Claman on The Claman Countdown. They discussed Berkshire Hathaway ahead of their annual meeting, and Dave shared why he thinks Microsoft is a good opportunity for those looking to invest in the tech space.
Beneath the Surface, Jobs, Earnings and Tension
04/30/25
Markets surged this week, but a closer look reveals deeper concerns. From lagging employment signals to softening economic data and rising global tensions, we explore the hidden risks investors need to watch now.
Barron's
04/23/25
As tensions rise between the U.S. and China, concerns are growing over the potential delisting of major Chinese stocks. SGI's Dave Harden shares his thoughts on the issue with Barron's.
Cooling Confidence, Rising Caution
04/23/25
Confidence is cooling, and when sentiment drops, spending slows, hiring stalls, and investment pulls back. Are these early signs of a broader downturn? Dave Harden gives his update on the market.
Yahoo! Finance
04/16/25
SGI's Dave Harden discusses the tech sell-off sharing his thoughts on buying opportunities and stocks he says to avoid.
Uncertain Policy Equilibrium | Market Update
04/15/25
Investors are navigating a sea of uncertainty as global markets, inflation data, and geopolitical risks all collide. CEO Dave Harden shares four things to watch this week.
Market Update
04/04/25The markets are highly volatile right now. Dave Harden shares tips investors can use today that will impact their money and their financial freedom in the future.
The Pressure Builds | Market Update
03/31/25With "Liberation Day" looming this could be a volatile week for the markets. CEO Dave Harden breaks it down and shares his insights.
SGI Named Top Financial Advisory Firm
02/11/25
Summit Global Investments named in Newsweek as one of America's Top Financial Advisory Firms 2025.
CNBC
12/30/24
SGI's Dave Harden discusses outlook and strategies for 2025 on CNBC's The Exchange.
Nasdaq
12/20/24
SGI's Enhanced Nasdaq-100 ETF offers investors exposure to the Nasdaq-100 while using an options premium overlay. By using options, the fund seeks to increase returns when markets rise, decrease losses when markets decline.
3Q Market Commentary
10/30/24
Summit Global Investments provides an in-depth review of the market and shares their outlook for the days ahead.
Wall Street Journal
10/10/24
SGI's Dave Harden shares his insights on the market rally and why he believes corporate insiders may be sitting this one out.
Wealth Management
09/25/24
Dave Harden, CEO, shares five key benefits to options-based strategies for today's investors.
Bloomberg
08/29/24
Dave Harden, CIO, talks with Bloomberg about where he sees areas of opportunity.
Yahoo Finance
08/29/24
SGI's Dave Harden joins the Good Buy or Goodbye segment and shares his picks.
SGI Managed Risk Approach
06/25/24
SGI’s proprietary Managed Risk Approach™ minimizes surprises through its critical focus on managing unforeseen risks.
Nasdaq
06/24/24
Pursuing an enhanced yield makes sense, no matter the environment. Learn more about SGI's Enhanced Core ETF (USDX), an options-based approach that may be attractive for income-minded investors.
Yahoo Finance
06/17/24
Dave Harden, CEO and CIO of Summit Global Investments, shared his thoughts on Yahoo Finance about Elon Musk’s massive compensation deal and what it could mean for Tesla investors.
Why We Emphasize Our Managed Risk Approach™
06/14/24
Between inflation, interest rates, global political turmoil and AI euphoria, managing risk is as important as it ever has been. See why our Managed Risk Approach™ is so important.
CNBC
06/03/24
David Harden, CEO and CIO at Summit Global Investments, joined Kelly Evans on CNBC’s “The Exchange” to discuss stocks he likes as he sees a choppy summer ahead for markets, and how risk management is key.
1Q Market Commentary
04/16/24Summit Global Investments provides an in-depth review of the market and shares their outlook for the days ahead.
Nasdaq Trade Talks
03/27/24
Dave Harden joined Jill Malandrino on Nasdaq TradeTalks to discuss key themes dominating 2024 and risk management in a high-valuation environment.
Institutional Investors: Are Your Portfolios Nimble Enough for Today's Markets?
03/19/24
Learn more about our investing approach that aims to preserve capital, reduce risk, and deliver high-performing portfolios.
BLOOMBERG RADIO
03/01/24
Dave Harden discusses three main factors investors should be considering in today's markets.
4Q Market Commentary
01/11/24
Summit Global Investments provides an in-depth review of the market to date, and shares their outlook for the days ahead.
SGI Named a Top RIA Company
12/15/23
Summit Global Investments was named one of the Top 10 RIA Companies in 2023 by Financial Services Review.
CNBC The Exchange
10/03/23
SGI’s Dave Harden believes investors should position equities defensively and pick up yield in bonds.
3Q Market Commentary
09/30/23
Summit Global Investments provides an in-depth review of the market to date, and shares their outlook for the days ahead.
Puzzled About Investing?
09/11/23Putting together a sound financial plan is a lot like solving a puzzle. SGI's Managed Risk ApproachTM is at the core and foundation of every portfolio they manage for businesses, individuals, and families.
CNBC The Exchange
08/02/23
Dave Harden’s criteria for a rally: quiet Fed, inflation rolls over, corporate earnings expand, no reemergence of geopolitical risks.
Dave Harden discusses SGI's Managed Risk Approach
06/14/23Dave Harden discusses SGI's Managed Risk ApproachTM at Nasdaq's Closing Bell Ceremony.
Managing Risk in Today's Market Environment
05/03/23Summit Global Investments' CEO, Dave Harden, discusses the importance of managing risk within a portfolio.
Nasdaq TradeTalks
05/16/25
Today’s bond market demands new strategies. CIO Dave Harden explains why active management matters for intentional income on Nasdaq Trade Talks.
Press Release
05/08/25
SGI has launched the SGI Enhanced Market Leaders ETF (Nasdaq: LDRX), a new actively managed fund designed to offer investors a powerful blend of equity growth potential, income generation, and disciplined risk management.
Bloomberg Radio
04/29/25
SGI’s Dave Harden joins Bloomberg Radio to discuss market volatility, risk management, and how investors can stay prepared amid rising uncertainty. The fund does not directly invest in Cryptocurrency.
Schwab Network
04/16/25
SGI’s Dave Harden on Schwab, “Managing risk needs to become a staple in how you manage money, not just a tool you use during market volatility.”
Just for Funds
01/02/25
Dave Harden discusses SGI's enhanced ETF lineup on Nasdaq's Just for Funds.
SGI Rings the Nasdaq Closing Bell
08/23/24
SGI's Enhanced Core ETF surpassed the 100 million milestone in its first five months. SGI celebrated by ringing the Nasdaq Closing Bell.
SGI rings the NASDAQ Closing Bell
06/14/23Summit Global Investments celebrates ringing Nasdaq's Closing Bell.
NYSE ACTIVE ETF UPDATE
06/07/23
Q&A with Summit Global Investments featured in NYSE newsletter #47.
NASDAQ.com
06/05/23
Feature story on SGI’s innovative ETF, DYTA. The fund is comprised of underlying equity funds, managed actively with tactical moves.
SGLC | A Core Holding for a Diversified Portfolio
05/03/23Investors looking for core exposure may want to consider SGI's new US Large Cap Core ETF (SGLC). SGI CEO, Dave Harden, discusses how the ETF can provide core exposure within a diversified portfolio.
Introducing the new SGI Large Cap Core ETF
05/03/23Summit Global Investments' CEO, Dave Harden, discusses the importance of managing risk and volatility, cornerstones of the firm's investment philosophy, and the investment approach of the new ETF, the SGI Large Cap Core ETF, SGLC.
SGI US Large Cap Core ETF | SGLC: A Core Holding in an Overall Investment Program
05/03/23Summit Global Investment's CEO, Dave Harden, introduces new ETF. The SGI US Large Cap Core ETF, SGLC, is designed to be a core holding in an overall investment program offering core exposure with downside protection.
SGI Large Cap Core ETF | SGLC
04/03/23Dave Harden, president and CEO of Summit Global Investments, discusses the new semi-transparent ETF, the SGI Large Cap Core ETF, Ticker: SGLC. Opinions expressed are those of the author or Summit Global Investments and are subject to change, are not intended to be a forecast of future events, a guarantee of future results, nor investment advice. Recorded 11/16/2022.
SGI Dynamic Tactical ETF | DYTA
04/03/23Dave Harden, president and CEO, of Summit Global Investments, discusses the launch of SGI Dynamic Tactical ETF, the firm's the new semi-transparent ETF (Ticker DYTA). Opinions expressed are those of the author or Summit Global Investments and are subject to change, are not intended to be a forecast of future events, a guarantee of future results, nor investment advice. Recorded 11/16/2022.
3Q Market Commentary
10/30/24Summit Global Investments provides an in-depth review of the market and shares their outlook for the days ahead.
Towering Risks
05/28/25Market leadership is increasingly concentrated in a handful of dominant stocks, echoing past cycles. Investors may benefit from stepping back and reassessing the importance of diversification.
One Month Late and a Pallet Short
05/06/25Markets rallied for a ninth straight day, but supply chain strains and weak consumer sentiment suggest the economic backdrop is more fragile than it appears. With inventory buffers thin and trade disruptions deepening, investors should stay alert—especially as valuations remain stretched and risks tilt to the downside.
Fox Business
05/02/25Dave Harden joined Liz Claman on The Claman Countdown. They discussed Berkshire Hathaway ahead of their annual meeting, and Dave shared why he thinks Microsoft is a good opportunity for those looking to invest in the tech space.
Beneath the Surface, Jobs, Earnings and Tension
04/30/25Markets surged this week, but a closer look reveals deeper concerns. From lagging employment signals to softening economic data and rising global tensions, we explore the hidden risks investors need to watch now.
Barron's
04/23/25As tensions rise between the U.S. and China, concerns are growing over the potential delisting of major Chinese stocks. SGI's Dave Harden shares his thoughts on the issue with Barron's.
Cooling Confidence, Rising Caution
04/23/25Confidence is cooling, and when sentiment drops, spending slows, hiring stalls, and investment pulls back. Are these early signs of a broader downturn? Dave Harden gives his update on the market.
Yahoo! Finance
04/16/25SGI's Dave Harden discusses the tech sell-off sharing his thoughts on buying opportunities and stocks he says to avoid.
Uncertain Policy Equilibrium | Market Update
04/15/25Investors are navigating a sea of uncertainty as global markets, inflation data, and geopolitical risks all collide. CEO Dave Harden shares four things to watch this week.
Market Update
04/04/25The markets are highly volatile right now. Dave Harden shares tips investors can use today that will impact their money and their financial freedom in the future.
The Pressure Builds | Market Update
03/31/25With "Liberation Day" looming this could be a volatile week for the markets. CEO Dave Harden breaks it down and shares his insights.
SGI Named Top Financial Advisory Firm
02/11/25Summit Global Investments named in Newsweek as one of America's Top Financial Advisory Firms 2025.
CNBC
12/30/24SGI's Dave Harden discusses outlook and strategies for 2025 on CNBC's The Exchange.
Nasdaq
12/20/24SGI's Enhanced Nasdaq-100 ETF offers investors exposure to the Nasdaq-100 while using an options premium overlay. By using options, the fund seeks to increase returns when markets rise, decrease losses when markets decline.
Wall Street Journal
10/10/24SGI's Dave Harden shares his insights on the market rally and why he believes corporate insiders may be sitting this one out.
Wealth Management
09/25/24Dave Harden, CEO, shares five key benefits to options-based strategies for today's investors.
Yahoo Finance
08/29/24SGI's Dave Harden joins the Good Buy or Goodbye segment and shares his picks.
Bloomberg
08/29/24Dave Harden, CIO, talks with Bloomberg about where he sees areas of opportunity.
SGI Managed Risk Approach
06/25/24SGI’s proprietary Managed Risk Approach™ minimizes surprises through its critical focus on managing unforeseen risks.
Nasdaq
06/24/24Pursuing an enhanced yield makes sense, no matter the environment. Learn more about SGI's Enhanced Core ETF (USDX), an options-based approach that may be attractive for income-minded investors.
Yahoo Finance
06/17/24Dave Harden, CEO and CIO of Summit Global Investments, shared his thoughts on Yahoo Finance about Elon Musk’s massive compensation deal and what it could mean for Tesla investors.
Why We Emphasize Our Managed Risk Approach™
06/14/24Between inflation, interest rates, global political turmoil and AI euphoria, managing risk is as important as it ever has been. See why our Managed Risk Approach™ is so important.
CNBC
06/03/24David Harden, CEO and CIO at Summit Global Investments, joined Kelly Evans on CNBC’s “The Exchange” to discuss stocks he likes as he sees a choppy summer ahead for markets, and how risk management is key.
Nasdaq Trade Talks
03/27/24Dave Harden joined Jill Malandrino on Nasdaq TradeTalks to discuss key themes dominating 2024 and risk management in a high-valuation environment.
Institutional Investors: Are Your Portfolios Nimble Enough for Today's Markets?
03/19/24Learn more about our investing approach that aims to preserve capital, reduce risk, and deliver high-performing portfolios.
BLOOMBERG RADIO
03/01/24Dave Harden discusses three main factors investors should be considering in today's markets.
SGI Named a Top RIA Company
12/15/23Summit Global Investments was named one of the Top 10 RIA Companies in 2023 by Financial Services Review.
CNBC The Exchange
10/03/23SGI’s Dave Harden believes investors should position equities defensively and pick up yield in bonds.
CNBC The Exchange
08/02/23Dave Harden’s criteria for a rally: quiet Fed, inflation rolls over, corporate earnings expand, no reemergence of geopolitical risks.
BUSINESS INSIDER
04/25/23
Five stocks SGI favors now — and how we weed out downside risk in a volatile area of the market.
YAHOO! FINANCE
04/14/23
SGI’s not afraid of bank stocks, but thinks you need to be “picky,” finding banks with quality earnings with good transparency.
S&P 500 & NASDAQ ON PACE TO SNAP THREE WEEK WIN STREAKS
04/05/23
David Harden, CEO and CIO of Summit Global Investments, and Jeff Hirsch, editor-in-chief of Stock Trader’s Almanac, join CNBC’s “The Exchange” to break down Wednesday’s market action.
Nasdaq TradeTalks
05/16/25Today’s bond market demands new strategies. CIO Dave Harden explains why active management matters for intentional income on Nasdaq Trade Talks.
Press Release
05/08/25SGI has launched the SGI Enhanced Market Leaders ETF (Nasdaq: LDRX), a new actively managed fund designed to offer investors a powerful blend of equity growth potential, income generation, and disciplined risk management.
Bloomberg Radio
04/29/25SGI’s Dave Harden joins Bloomberg Radio to discuss market volatility, risk management, and how investors can stay prepared amid rising uncertainty. The fund does not directly invest in Cryptocurrency.
Schwab Network
04/16/25SGI’s Dave Harden on Schwab, “Managing risk needs to become a staple in how you manage money, not just a tool you use during market volatility.”
Just for Funds
01/02/25Dave Harden discusses SGI's enhanced ETF lineup on Nasdaq's Just for Funds.
SGI Rings the Nasdaq Closing Bell
08/23/24SGI's Enhanced Core ETF surpassed the 100 million milestone in its first five months. SGI celebrated by ringing the Nasdaq Closing Bell.
NYSE ACTIVE ETF UPDATE
06/07/23Q&A with Summit Global Investments featured in NYSE newsletter #47.
NASDAQ.com
06/05/23Feature story on SGI’s innovative ETF, DYTA. The fund is comprised of underlying equity funds, managed actively with tactical moves.
Puzzled About Investing?
09/11/23Putting together a sound financial plan is a lot like solving a puzzle. SGI's Managed Risk ApproachTM is at the core and foundation of every portfolio they manage for businesses, individuals, and families.
Dave Harden discusses SGI's Managed Risk Approach
06/14/23Dave Harden discusses SGI's Managed Risk ApproachTM at Nasdaq's Closing Bell Ceremony.
Managing Risk in Today's Market Environment
05/03/23Summit Global Investments' CEO, Dave Harden, discusses the importance of managing risk within a portfolio.
SGI Launches Two New ETFs - DYTA and SGLC
04/03/23Dave Harden, president and CEO of Summit Global Investments, discusses the launch of two new semi-transparent ETFs, the SGI Large Cap Core ETF, ticker: SGLC, and the SGI Dynamic Tactical ETF, ticker: DYTA. Opinions expressed are those of the author or Summit Global Investments and are subject to change, are not intended to be a forecast of future events, a guarantee of future results, nor investment advice. Recorded 11/16/2022.
SGI: Our Mission and Vision
12/16/22At SGI our mission is clear – to help investors win! We care about return and deeply care about the risk associated with such returns. We are keenly aware of the impact of our clients’ assets. This combination of Risk, Return and Impact is at the center of how we implement a unique “Managed Risk Approach” ™ for our clients.
Small Cap Core Beta Strategy
12/16/22The SGI U.S. Small Cap Equity Strategy seeks long-term capital appreciation.
Why Investors Miss Their Retirement Goals
12/16/22Using our “Managed Risk Approach”, we serve Institutional and Individual Investors, Registered Investment Advisors, and Family Offices. Each day we dedicate ourselves to creating customized investment solutions and strategies for our clients.
Active Management: The Index is not the Holy Grail
12/16/22Using our “Managed Risk Approach”, we serve Institutional and Individual Investors, Registered Investment Advisors, and Family Offices. Each day we dedicate ourselves to creating customized investment solutions and strategies for our clients.
Managed Risk: Our Central Focus
12/16/22At SGI our mission is clear – to help investors win! We care about return and deeply care about the risk associated with such returns. We are keenly aware of the impact of our clients’ assets. This combination of Risk, Return and Impact is at the center of how we implement a unique “Managed Risk Approach” ™ for our clients. Our unique “Managed Risk Approach” ™ has evolved over decades of research and continuous revisions to understand and exploit what reduces risk, avoids pitfalls and elevated idiosyncratic risks, and drives market returns.
Our Investment Process
12/16/22Using our “Managed Risk Approach”, we serve Institutional and Individual Investors, Registered Investment Advisors, and Family Offices. Each day we dedicate ourselves to creating customized investment solutions and strategies for our clients.
ESG Investing
12/16/22Since our founding, we've embraced socially responsible investing principles.
The Talented Team of SGI
12/16/22SGI advisors come from an array of backgrounds bringing a wealth of knowledge that helps them build client portfolios. Get to know the talented team at SGI and see what makes them stand apart from others.
Serving Your Family Office
12/16/22Using our “Managed Risk Approach”, we serve Institutional and Individual Investors, Registered Investment Advisors, and Family Offices. Each day we dedicate ourselves to creating customized investment solutions and strategies for our clients.
2023 Market Outlook
12/15/22Dave Harden, president and CEO, of Summit Global Investments, shares his outlook for the coming year. Opinions expressed are those of the author or Summit Global Investments and are subject to change, are not intended to be a forecast of future events, a guarantee of future results, nor investment advice. Recorded 11/16/2022.
Investing With Summit Global Advisors
12/14/22Many RIAs specialize in one niche, SGI advisors come from an array of backgrounds bringing a wealth of knowledge that helps them build client portfolios. Get to know the SGI advisors and what makes them stand apart from others.
2022 Recap: Managing Risk in an Ever-Changing Market
12/14/22Dave Harden, President and CEO of Summit Global Investments, shares his recap of 2022. Opinions expressed are those of the author or Summit Global Investments and are subject to change, are not intended to be a forecast of future events, a guarantee of future results, nor investment advice. Recorded 11/16/2022.
SGI rings the NASDAQ Closing Bell
06/14/23Summit Global Investments celebrates ringing Nasdaq's Closing Bell.
SGLC | A Core Holding for a Diversified Portfolio
05/03/23Investors looking for core exposure may want to consider SGI's new US Large Cap Core ETF (SGLC). SGI CEO, Dave Harden, discusses how the ETF can provide core exposure within a diversified portfolio.
Introducing the new SGI Large Cap Core ETF
05/03/23Summit Global Investments' CEO, Dave Harden, discusses the importance of managing risk and volatility, cornerstones of the firm's investment philosophy, and the investment approach of the new ETF, the SGI Large Cap Core ETF, SGLC.
SGI US Large Cap Core ETF | SGLC: A Core Holding in an Overall Investment Program
05/03/23Summit Global Investment's CEO, Dave Harden, introduces new ETF. The SGI US Large Cap Core ETF, SGLC, is designed to be a core holding in an overall investment program offering core exposure with downside protection.
SGI Large Cap Core ETF | SGLC
04/03/23Dave Harden, president and CEO of Summit Global Investments, discusses the new semi-transparent ETF, the SGI Large Cap Core ETF, Ticker: SGLC. Opinions expressed are those of the author or Summit Global Investments and are subject to change, are not intended to be a forecast of future events, a guarantee of future results, nor investment advice. Recorded 11/16/2022.
SGI Dynamic Tactical ETF | DYTA
04/03/23Dave Harden, president and CEO, of Summit Global Investments, discusses the launch of SGI Dynamic Tactical ETF, the firm's the new semi-transparent ETF (Ticker DYTA). Opinions expressed are those of the author or Summit Global Investments and are subject to change, are not intended to be a forecast of future events, a guarantee of future results, nor investment advice. Recorded 11/16/2022.