SGI Enhanced Global Income ETF

October 30, 2026

CURRENT MATERIALS

CURRENT MATERIALS

Overview

INCEPTION
02/29/2024
OBJECTIVE
Seeks income
TICKER
GINX
PRIMARY EXCHANGE
NASDAQ
CUSIP
74933W262
NET ASSETS
$106,415,769.88
PREMIUM/DISCOUNT1
-0.04%
30 DAY MEDIAN BID/ASK SPREAD2
0.22%
GROSS EXPENSE RATIO
0.99%

Seeking Higher Income from Equity Exposure

The SGI Global Enhanced Income ETF (GINX) seeks to generate current income and enhanced yield by actively investing in global companies (primarily large- and mid-cap) that currently offer dividend income. Emphasizing reduced volatility through disciplined value investment, our goal is to outperform and receive higher dividend yields when compared to the underlying indices.

GINX uses an innovative, actively traded put and call options methodology that harnesses exposure to the S&P 500 Index or other broad benchmark indices, but with a dedicated emphasis on risk control. We believe this gives GINX increased potential of providing improved yield compared to traditional option-based strategies.

Why invest in GINX?

Income Generation

Designed for investors looking to experience income derived from two distinct sets of holdings: 1) dividends that are generated from a diversified portfolio of global equities that historically generate attractive dividends, and 2) an enhanced income component derived from an ultra-short-term options strategy that seeks to provide additional daily income.

Diversification

Invests across a diversified portfolio of global companies that exhibit attractive growth characteristics— growth potential and quality of earnings—with an emphasis on current dividends, while seeking downside protection through our Managed Risk Approach

Risk Management

Managed Risk ApproachTM utilizes dynamic hedging through call options or underlying futures.

Experienced Investment Team

SGI Portfolio Managers have deep expertise in multi-asset income investing, including asset allocation, tactical positioning, and rigorous research.

Managed Risk Approach

Performance

DAILY PERFORMANCE
AS OF 2026-10-30

NAV
PRICE
$ Change
$35.89
$35.87
% Change
-0.72%
-0.74%

Performance data quoted represents past performance. Past performance does not guarantee future results. Investment return and principal value will fluctuate so that shares, when redeemed, may be worth more or less than the performance shown. Current performance may be lower or higher than that shown here. For performance current to the most recent month-end, please call 855-744-8500.

Portfolio Managers

Aash M. Shah, CFA

Head of Investments & Sr. Portfolio Manager

David Harden, Founder

President | Portfolio Manager | Chief Executive Officer | Chief Investment Officer

Holdings as of 2026-10-30

Name
Ticker
CUSIP
Shares
Weight
Market Value
iShares Emerging Markets Dividend ETF
DVYE
464286319
96766
3.03%
$3,228,113.76
WisdomTree Emerging Markets High Dividend Fund
DEM
97717W315
60897
3.02%
$3,215,361.60
JPMORGAN CHASE & CO.
JPM
46625H100
8824
2.79%
$2,974,040.96
iShares Core MSCI Emerging Markets ETF
IEMG
46434G103
39834
2.78%
$2,957,674.50
State Street Corp
STT
857477103
16302
2.60%
$2,767,590.54
Colgate-Palmolive Co
CL
194162103
22190
1.99%
$2,114,485.10
BNP Paribas SA
BNPQY
05565A202
42821
1.92%
$2,045,130.96
Lockheed Martin Corp
LMT
539830109
3145
1.88%
$2,003,207.75
Cummins Inc
CMI
231021106
3940
1.85%
$1,970,354.60
Bank of America Corp
BAC
060505104
39085
1.84%
$1,954,640.85
Banco Bilbao Vizcaya Argentaria SA
BBVA
05946K101
83217
1.83%
$1,950,606.48
Taiwan Semiconductor Manufacturing Co Ltd
TSM
874039100
4763
1.82%
$1,934,397.19
PepsiCo Inc
PEP
713448108
13956
1.80%
$1,916,717.04
Suncor Energy Inc
SU
867224107
23013
1.72%
$1,827,692.46
Canadian Natural Resources Ltd
CNQ
136385101
32302
1.70%
$1,812,465.22
GSK PLC
GSK
37733W204
35129
1.63%
$1,739,236.79
Bank of New York Mellon Corp/The
BNY
064058100
11798
1.63%
$1,735,603.78
Merck & Co Inc
MRK
58933Y105
11462
1.61%
$1,713,798.24
Eni SpA
E
26874R108
28152
1.61%
$1,711,641.60
Johnson & Johnson
JNJ
478160104
6250
1.60%
$1,707,500.00
Evergy Inc
EVRG
30034W106
19864
1.60%
$1,706,913.52
Prudential Financial Inc
PRU
744320102
14541
1.59%
$1,693,299.45
Citigroup Inc
C
172967424
13833
1.59%
$1,687,211.01
Sysco Corp
SYY
871829107
20121
1.57%
$1,668,030.90
Deutsche Bank AG
DB
D18190898
47284
1.49%
$1,590,633.76
Chevron Corp
CVX
166764100
6572
1.45%
$1,547,837.44
TotalEnergies SE
TTE
F92124100
15408
1.38%
$1,468,844.64
Intesa Sanpaolo SpA
ISNPY
46115H107
33041
1.23%
$1,307,762.78
ExxonMobil Holdings Corp
XOM
30233Q108
6940
1.22%
$1,299,515.00
AbbVie Inc
ABBV
00287Y109
4163
1.15%
$1,227,627.07
Baker Hughes Co
BKR
05722G100
21727
1.13%
$1,199,982.21
Automatic Data Processing Inc
ADP
053015103
3768
1.04%
$1,107,189.12
DTE Energy Co
DTE
233331107
7970
1.01%
$1,079,855.30
TD SYNNEX Corp
SNX
87162W100
4493
1.00%
$1,063,133.66
Public Service Enterprise Group Inc
PEG
744573106
13304
0.93%
$988,354.16
Allianz SE
ALIZY
018820100
19822
0.91%
$969,692.24
Procter & Gamble Co/The
PG
742718109
5872
0.89%
$948,739.04
Zurich Insurance Group AG
ZURVY
989825104
23662
0.84%
$895,370.08
DBS Group Holdings Ltd
DBSDY
23304Y100
3891
0.83%
$886,525.44
Takeda Pharmaceutical Co Ltd
TAK
874060205
42037
0.83%
$878,993.67
UnitedHealth Group Inc
UNH
91324P102
2052
0.78%
$835,102.44
QUALCOMM Inc
QCOM
747525103
4969
0.77%
$818,841.51
Tapestry Inc
TPR
876030107
7025
0.77%
$816,937.25
Coca-Cola Co/The
KO
191216100
8642
0.76%
$813,039.36
Reckitt Benckiser Group PLC
RBGLY
756255303
53891
0.74%
$784,652.96
Repsol SA
REPYY
76026T205
22537
0.73%
$776,174.28
Gilead Sciences Inc
GILD
375558103
4446
0.71%
$758,843.28
UBS Group AG
UBS
H42097107
15002
0.67%
$715,445.38
Oracle Corp
ORCL
68389X105
5468
0.67%
$714,503.56
Toyota Motor Corp
TM
892331307
3538
0.65%
$692,421.98
Volvo AB
VLVLY
928854108
21847
0.64%
$685,121.92
AXA SA
AXAHY
054536107
14363
0.64%
$681,811.61
Techtronic Industries Co Ltd
TTNDY
87873R101
7946
0.64%
$679,383.00
Komatsu Ltd
KMTUY
500458401
17390
0.64%
$675,949.30
Analog Devices Inc
ADI
032654105
1618
0.63%
$674,883.98
HSBC Holdings PLC
HSBC
404280406
7862
0.63%
$671,572.04
AstraZeneca PLC
AZN
G0593M107
3591
0.63%
$670,260.15
Royal Bank of Canada
RY
780087102
3256
0.62%
$660,902.88
ASE Technology Holding Co Ltd
ASX
00215W100
16152
0.60%
$638,004.00
Target Corp
TGT
87612E106
3996
0.58%
$616,902.48
Amgen Inc
AMGN
031162100
1295
0.57%
$603,482.95
Glencore PLC
GLNCY
37827X100
43291
0.56%
$599,147.44
Bank of China Ltd
BACHY
06426M104
30383
0.56%
$594,595.31
ING Groep NV
ING
456837103
18858
0.56%
$593,272.68
NatWest Group PLC
NWG
639057207
37380
0.54%
$578,268.60
Texas Instruments Inc
TXN
882508104
1918
0.54%
$577,011.12
China Construction Bank Corp
CICHY
168919108
21927
0.53%
$568,567.11
Bristol-Myers Squibb Co
BMY
110122108
9059
0.53%
$566,006.32
ABB Ltd
ABBNY
000375204
6566
0.53%
$561,064.70
Accenture PLC
ACN
G1151C101
2137
0.52%
$551,858.88
Siemens AG
SIEGY
826197501
3726
0.52%
$551,261.70
Magna International Inc
MGA
559222401
7879
0.47%
$502,837.78
Hong Kong Exchanges & Clearing Ltd
HKXCY
43858F109
10444
0.46%
$487,630.36
Nucor Corp
NUE
670346105
1743
0.45%
$477,355.41
TDK Corp
TTDKY
872351408
28143
0.44%
$468,299.52
Newmont Corp
NEM
651639106
4102
0.41%
$437,314.22
BHP Group Ltd
BHP
088606108
5497
0.41%
$435,142.52
Honda Motor Co Ltd
HMC
438128308
12589
0.40%
$427,522.44
Cie Financiere Richemont SA
CFRUY
204319107
21268
0.40%
$426,848.76
Bridgestone Corp
BRDCY
108441205
32927
0.39%
$411,258.23
RTX Corp
RTX
75513E101
2016
0.38%
$402,796.80
UniCredit SpA
UNCRY
904678406
9852
0.38%
$402,060.12
KB Financial Group Inc
KB
48241A105
3564
0.38%
$401,662.80
Sekisui House Ltd
SKHSY
816078307
18274
0.38%
$401,297.04
Singapore Telecommunications Ltd
SGAPY
82929R304
11816
0.36%
$386,146.88
NN Group NV
NNGRY
629334103
8315
0.34%
$360,455.25
Fujitsu Ltd
FJTSY
359590304
15341
0.33%
$351,155.49
First American Government Obligations Fund
FGXXX
31846V336
347502.52
0.33%
$347,502.52
Garmin Ltd
GRMN
H2906T109
1256
0.32%
$342,473.52
Shell PLC
SHEL
780259305
2999
0.31%
$325,961.31
Suzuki Motor Corp
SZKMY
86959X107
6026
0.30%
$318,715.14
AIB Group PLC
AIBGY
00135T104
13037
0.30%
$314,582.81
KBC Group NV
KBCSY
48241F104
4748
0.28%
$302,257.68
NiSource Inc
NI
65473P105
6777
0.28%
$302,050.89
Danske Bank A/S
DNKEY
236363206
11484
0.28%
$296,861.40
Cash & Other
Cash&Other
Cash&Other
292377.71
0.27%
$292,377.71
AT&T Inc
T
00206R102
13168
0.26%
$281,926.88
Canon Inc
CAJPY
138006309
9261
0.26%
$276,903.90
Julius Baer Group Ltd
JBAXY
48137C108
16538
0.26%
$275,225.40
FedEx Corp
FDX
31428X106
875
0.26%
$274,120.00
Sumitomo Mitsui Trust Group Inc
SUTNY
86562X106
51702
0.26%
$271,435.50
Canadian Imperial Bank of Commerce
CM
136069101
2326
0.25%
$270,932.48
BP PLC
BP
055622104
5300
0.25%
$267,067.00
CK Hutchison Holdings Ltd
CKHUY
12562Y100
31736
0.25%
$266,265.04
Daiichi Sankyo Co Ltd
DSNKY
23381D102
15139
0.25%
$264,024.16
Daiwa House Industry Co Ltd
DWAHY
234062206
18290
0.25%
$262,827.30
Cigna Group/The
CI
125523100
881
0.25%
$262,740.63
Ping An Insurance Group Co of China Ltd
PNGAY
72341E304
20606
0.25%
$262,520.44
AP Moller - Maersk A/S
AMKBY
00202F102
15233
0.25%
$261,702.94
FUJIFILM Holdings Corp
FUJIY
35958N107
23467
0.24%
$257,667.66
Novartis AG
NVS
66987V109
1595
0.24%
$256,460.05
Nomura Holdings Inc
NMR
65535H208
27327
0.24%
$256,327.26
QBE Insurance Group Ltd
QBIEY
74728G605
12747
0.22%
$233,525.04
National Grid PLC
NGG
636274409
2651
0.21%
$222,551.45
Graco Inc
GGG
384109104
3232
0.20%
$217,966.08
Great-West Lifeco Inc
GWLIF
39138C106
3228
0.20%
$213,015.72
China Merchants Bank Co Ltd
CIHKY
16950T102
6114
0.20%
$212,461.50
Commerzbank AG
CRZBY
202597605
5028
0.20%
$211,628.52
Geely Automobile Holdings Ltd
GELHY
36847Q202
5492
0.18%
$192,769.20
Kyocera Corp
KYOAY
501556302
8255
0.17%
$177,647.60
Thales SA
THLLY
883219206
3341
0.16%
$174,767.71
Compass Group PLC
CMPGY
20449X401
5092
0.16%
$172,618.80
Home Depot Inc/The
HD
437076102
510
0.16%
$167,892.00
Manulife Financial Corp
MFC
56501R106
3717
0.16%
$165,889.71
Swedbank AB
SWDBY
870195104
4164
0.15%
$164,769.48
Toronto-Dominion Bank/The
TD
891160509
1321
0.15%
$164,464.50
E.ON SE
EONGY
268780103
7174
0.14%
$151,227.92
Wartsila OYJ Abp
WRTBY
936544105
24828
0.13%
$141,023.04
Anglogold Ashanti Plc
AU
G0378L100
1742
0.13%
$138,994.18
Wilmar International Ltd
WLMIY
971433107
5362
0.11%
$120,484.14
CMS Energy Corp
CMS
125896100
969
0.06%
$67,926.90
SPXW US 11/02/26 P6950
SPXW 261102P06950000
SPXW 261102P06950000
-1
0.00%
$-40.00
SPXW US 11/02/26 P6975
SPXW 261102P06975000
SPXW 261102P06975000
-50
0.00%
$-1,800.00
SPXW US 10/30/26 P7335
SPXW 261030P07335000
SPXW 261030P07335000
-63
0.00%
$-315.00
SPXW US 10/30/26 C7810
SPXW 261030C07810000
SPXW 261030C07810000
-38
0.00%
$-114.00
SPXW US 10/30/26 C7825
SPXW 261030C07825000
SPXW 261030C07825000
-49
0.00%
$-147.00
SPXW US 10/30/26 C7830
SPXW 261030C07830000
SPXW 261030C07830000
-55
0.00%
$-220.00
SPXW US 10/30/26 C7835
SPXW 261030C07835000
SPXW 261030C07835000
-187
0.00%
$-561.00
SPXW US 10/30/26 C7840
SPXW 261030C07840000
SPXW 261030C07840000
-2
0.00%
$-8.00
SPXW US 10/30/26 C7850
SPXW 261030C07850000
SPXW 261030C07850000
-1
0.00%
$-3.00
SPXW US 10/30/26 C7895
SPXW 261030C07895000
SPXW 261030C07895000
-56
0.00%
$-280.00
SPXW US 10/30/26 P7310
SPXW 261030P07310000
SPXW 261030P07310000
-34
0.00%
$-170.00
SPXW US 10/30/26 P7345
SPXW 261030P07345000
SPXW 261030P07345000
-55
0.00%
$-275.00
SPXW US 10/30/26 P7415
SPXW 261030P07415000
SPXW 261030P07415000
-10
0.00%
$-50.00
SPXW US 10/30/26 P7350
SPXW 261030P07350000
SPXW 261030P07350000
-41
0.00%
$-123.00
SPXW US 10/30/26 P7355
SPXW 261030P07355000
SPXW 261030P07355000
-42
0.00%
$-126.00
SPXW US 10/30/26 P7360
SPXW 261030P07360000
SPXW 261030P07360000
-1
0.00%
$-5.00
SPXW US 10/30/26 P7385
SPXW 261030P07385000
SPXW 261030P07385000
-15
0.00%
$-75.00
SPXW US 10/30/26 P7390
SPXW 261030P07390000
SPXW 261030P07390000
-86
0.00%
$-430.00
SPXW US 10/30/26 P7395
SPXW 261030P07395000
SPXW 261030P07395000
-10
0.00%
$-60.00
SPXW US 10/30/26 P7400
SPXW 261030P07400000
SPXW 261030P07400000
-42
0.00%
$-210.00
SPXW US 10/30/26 P7405
SPXW 261030P07405000
SPXW 261030P07405000
-98
0.00%
$-294.00
SPXW US 10/30/26 P7410
SPXW 261030P07410000
SPXW 261030P07410000
-125
0.00%
$-625.00
SPXW US 10/30/26 P7340
SPXW 261030P07340000
SPXW 261030P07340000
-66
0.00%
$-990.00
ETF holdings and allocations are subject to change at any time and should not be interpreted as an offer of these securities.

Historical Premium/Discount

IMPORTANT INFORMATION

1Premium/Discount If the price of the ETF is trading above its NAV, the ETF is said to be trading at a “premium.” Conversely, if the price of the ETF is trading below its NAV, the ETF is said to be trading at a “discount.” In relatively calm markets, ETF prices and NAV generally stay close.
230-Day Median Bid/Ask Spread % A calculation of the Fund's median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund's national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.
3Alpha is typically used to represent the value added or subtracted by active investment management strategies. It shows how an actively managed investment portfolio performed compared with the expected portfolio returns produced simply by benchmark volatility (beta) and market changes. A positive alpha shows that an investment manager has been able to capture more of the upside movement in the benchmark while softening the downswings. A negative alpha means that the manager's strategies have caught more benchmark downside than upside.

Important Risk Information

Carefully consider the Fund's investment objectives, risk factors, charges, and expenses before investing. This and additional information can be found in The SGI Global Income ETF's prospectus. Read the prospectus carefully before investing.
Investing involves risk, including possible loss of principal. The Fund is a newly organized, diversified management investment company with no operating history. To the extent the Fund invests in Underlying Funds that invest in fixed income securities, the Fund will be subject to fixed income securities risks. While fixed income securities normally fluctuate less in price than stocks, there have been extended periods of increases in interest rates that have caused significant declines in fixed income securities prices. To the extent that a Fund invests in Underlying Funds that invest in high-yield securities and unrated securities of similar credit quality (commonly known as “junk bonds”), the Fund may be subject to greater levels of interest rate and credit risk than funds that do not invest in such securities. Small cap companies that the Underlying Funds may invest in may be more volatile than, and not as readily marketable as, those of larger companies. Small companies may also have limited product lines, markets or financial resources and may be dependent on relatively small or inexperienced management groups. Underlying Funds that invest in foreign securities may be subject to special risks, including, but not limited to, currency exchange rate volatility, political, social, or economic instability, less publicly available information, less stringent investor protections and differences in taxation, auditing and other financial practices. Investments in emerging market securities by Underlying Funds are subject to higher risks than those in developed countries because there is greater uncertainty in less established markets and economies. To the extent the Fund invests in Underlying Funds that focus their investments in a particular industry or sector, the Fund’s shares may be more volatile and fluctuate more than shares of a fund investing in a broader range of securities. A company issuing dividend-paying securities may fail and have to decrease or eliminate its dividend. In such an event, the Fund may not only lose the dividend payout, but the stock price of the company may fall. The Fund’s investments in derivative instruments including options, forward currency exchange contracts, swaps, and futures, which may be leveraged, may result in losses. Investments in derivative instruments may result in losses exceeding the amounts invested. The use of derivatives is a highly specialized activity that involves investment techniques and risks different from those associated with investments in more traditional securities and instruments.
Diversification does not eliminate the risk of experiencing investment loss.
Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the funds. Brokerage commissions will reduce returns.
Distributed by Quasar Distributors, LLC.