SGI Enhanced Global Income ETF

September 30, 2026

CURRENT MATERIALS

CURRENT MATERIALS

Overview

INCEPTION
02/29/2024
OBJECTIVE
Seeks income
TICKER
GINX
PRIMARY EXCHANGE
NASDAQ
CUSIP
74933W262
NET ASSETS
$102,966,883.24
PREMIUM/DISCOUNT1
0.06%
30 DAY MEDIAN BID/ASK SPREAD2
0.22%
GROSS EXPENSE RATIO
0.99%

Seeking Higher Income from Equity Exposure

The SGI Global Enhanced Income ETF (GINX) seeks to generate current income and enhanced yield by actively investing in global companies (primarily large- and mid-cap) that currently offer dividend income. Emphasizing reduced volatility through disciplined value investment, our goal is to outperform and receive higher dividend yields when compared to the underlying indices.

GINX uses an innovative, actively traded put and call options methodology that harnesses exposure to the S&P 500 Index or other broad benchmark indices, but with a dedicated emphasis on risk control. We believe this gives GINX increased potential of providing improved yield compared to traditional option-based strategies.

Why invest in GINX?

Income Generation

Designed for investors looking to experience income derived from two distinct sets of holdings: 1) dividends that are generated from a diversified portfolio of global equities that historically generate attractive dividends, and 2) an enhanced income component derived from an ultra-short-term options strategy that seeks to provide additional daily income.

Diversification

Invests across a diversified portfolio of global companies that exhibit attractive growth characteristics— growth potential and quality of earnings—with an emphasis on current dividends, while seeking downside protection through our Managed Risk Approach

Risk Management

Managed Risk ApproachTM utilizes dynamic hedging through call options or underlying futures.

Experienced Investment Team

SGI Portfolio Managers have deep expertise in multi-asset income investing, including asset allocation, tactical positioning, and rigorous research.

Managed Risk Approach

Performance

DAILY PERFORMANCE
AS OF 2026-09-30

NAV
PRICE
$ Change
$35.38
$35.41
% Change
-0.89%
-0.84%

Performance data quoted represents past performance. Past performance does not guarantee future results. Investment return and principal value will fluctuate so that shares, when redeemed, may be worth more or less than the performance shown. Current performance may be lower or higher than that shown here. For performance current to the most recent month-end, please call 855-744-8500.

Portfolio Managers

Aash M. Shah, CFA

Head of Investments & Sr. Portfolio Manager

David Harden, Founder

President | Portfolio Manager | Chief Executive Officer | Chief Investment Officer

Holdings as of 2026-09-30

Name
Ticker
CUSIP
Shares
Weight
Market Value
WisdomTree Emerging Markets High Dividend Fund
DEM
97717W315
59061
3.17%
$3,266,663.91
iShares Emerging Markets Dividend ETF
DVYE
464286319
94182
3.11%
$3,202,188.00
iShares Core MSCI Emerging Markets ETF
IEMG
46434G103
37532
2.96%
$3,046,097.12
JPMORGAN CHASE & CO.
JPM
46625H100
8326
2.68%
$2,754,490.58
Banco Bilbao Vizcaya Argentaria SA
BBVA
05946K101
80058
2.17%
$2,231,216.46
BNP Paribas SA
BNPQY
05565A202
39731
2.06%
$2,122,032.71
Taiwan Semiconductor Manufacturing Co Ltd
TSM
874039100
4348
1.93%
$1,983,514.12
Bank of America Corp
BAC
060505104
36318
1.92%
$1,976,788.74
Colgate-Palmolive Co
CL
194162103
22520
1.87%
$1,921,406.40
PepsiCo Inc
PEP
713448108
14081
1.73%
$1,784,344.32
UniCredit SpA
UNCRY
904678406
37947
1.72%
$1,766,053.38
United Parcel Service Inc
UPS
911312106
17762
1.61%
$1,659,681.28
Merck & Co Inc
MRK
58933Y105
11397
1.61%
$1,656,098.07
GSK PLC
GSK
37733W204
34163
1.60%
$1,645,631.71
Prudential Financial Inc
PRU
744320102
14475
1.60%
$1,644,070.50
Lockheed Martin Corp
LMT
539830109
3177
1.57%
$1,617,887.25
Suncor Energy Inc
SU
867224107
23410
1.54%
$1,588,836.70
Citigroup Inc
C
172967424
12002
1.51%
$1,554,018.96
Evergy Inc
EVRG
30034W106
19535
1.49%
$1,532,325.40
Eni SpA
E
26874R108
27956
1.47%
$1,518,010.80
Sysco Corp
SYY
871829107
19440
1.47%
$1,515,542.40
Deutsche Bank AG
DB
D18190898
41843
1.46%
$1,501,745.27
Canadian Natural Resources Ltd
CNQ
136385101
30795
1.41%
$1,449,520.65
Intesa Sanpaolo SpA
ISNPY
46115H107
32017
1.40%
$1,440,765.00
Johnson & Johnson
JNJ
478160104
5138
1.32%
$1,360,234.12
Chevron Corp
CVX
166764100
6572
1.30%
$1,342,068.12
Cummins Inc
CMI
231021106
2587
1.30%
$1,336,366.59
TotalEnergies SE
TTE
F92124100
15215
1.26%
$1,300,882.50
Pfizer Inc
PFE
717081103
43428
1.20%
$1,238,566.56
Bristol-Myers Squibb Co
BMY
110122108
18886
1.14%
$1,178,486.40
Annaly Capital Management Inc
NLY
035710839
59864
1.10%
$1,130,830.96
ExxonMobil Holdings Corp
XOM
30233Q108
6905
1.09%
$1,123,788.75
AbbVie Inc
ABBV
00287Y109
4145
1.05%
$1,084,290.55
Komatsu Ltd
KMTUY
500458401
21930
1.02%
$1,050,666.30
National Grid PLC
NGG
636274409
13728
1.01%
$1,040,856.96
AstraZeneca PLC
AZN
G0593M107
6413
1.01%
$1,035,507.11
Automatic Data Processing Inc
ADP
053015103
3882
0.97%
$1,001,788.92
TD SYNNEX Corp
SNX
87162W100
3688
0.92%
$947,262.80
DBS Group Holdings Ltd
DBSDY
23304Y100
3811
0.90%
$925,615.68
QUALCOMM Inc
QCOM
747525103
4938
0.88%
$908,789.52
Public Service Enterprise Group Inc
PEG
744573106
12852
0.84%
$865,453.68
Procter & Gamble Co/The
PG
742718109
5922
0.84%
$860,348.16
DTE Energy Co
DTE
233331107
7044
0.83%
$857,959.20
Allianz SE
ALIZY
018820100
17832
0.81%
$837,747.36
Zurich Insurance Group AG
ZURVY
989825104
24520
0.81%
$829,511.60
Accenture PLC
ACN
G1151C101
4422
0.79%
$810,862.14
UnitedHealth Group Inc
UNH
91324P102
2190
0.78%
$803,905.20
Takeda Pharmaceutical Co Ltd
TAK
874060205
43083
0.76%
$783,679.77
HSBC Holdings PLC
HSBC
404280406
7708
0.74%
$765,481.48
Repsol SA
REPYY
76026T205
22394
0.74%
$757,365.08
Coca-Cola Co/The
KO
191216100
8765
0.73%
$754,491.20
Reckitt Benckiser Group PLC
RBGLY
756255303
55418
0.72%
$738,167.76
Tapestry Inc
TPR
876030107
6157
0.69%
$708,301.28
Volvo AB
VLVLY
928854108
21714
0.68%
$695,933.70
Gilead Sciences Inc
GILD
375558103
4605
0.67%
$686,375.25
Toyota Motor Corp
TM
892331307
3608
0.64%
$660,624.80
Techtronic Industries Co Ltd
TTNDY
87873R101
7895
0.63%
$646,363.65
Royal Bank of Canada
RY
780087102
3233
0.62%
$635,575.47
Analog Devices Inc
ADI
032654105
1567
0.60%
$621,644.57
Newmont Corp
NEM
651639106
5239
0.59%
$604,266.26
Singapore Telecommunications Ltd
SGAPY
82929R304
18099
0.58%
$599,981.85
UBS Group AG
UBS
H42097107
12356
0.58%
$594,694.28
AXA SA
AXAHY
054536107
12385
0.58%
$592,746.10
NatWest Group PLC
NWG
639057207
31442
0.55%
$570,672.30
Bank of China Ltd
BACHY
06426M104
29414
0.55%
$566,219.50
Amgen Inc
AMGN
031162100
1342
0.55%
$565,666.42
Siemens AG
SIEGY
826197501
3569
0.54%
$554,265.70
ING Groep NV
ING
456837103
15475
0.53%
$549,362.50
China Construction Bank Corp
CICHY
168919108
21727
0.52%
$539,915.95
Credit Agricole SA
CRARY
225313105
54417
0.52%
$537,639.96
ASE Technology Holding Co Ltd
ASX
00215W100
11954
0.52%
$531,474.84
Nucor Corp
NUE
670346105
2255
0.51%
$527,106.25
NN Group NV
NNGRY
629334103
11893
0.51%
$524,481.30
Itau Unibanco Holding SA
ITUB
465562106
61129
0.51%
$521,430.37
Glencore PLC
GLNCY
37827X100
35490
0.50%
$519,218.70
Daiwa House Industry Co Ltd
DWAHY
234062206
18158
0.50%
$518,410.90
Texas Instruments Inc
TXN
882508104
1845
0.50%
$516,766.05
Magna International Inc
MGA
559222401
7997
0.49%
$509,168.99
Anglogold Ashanti Plc
AU
G0378L100
5388
0.49%
$506,202.60
ABB Ltd
ABBNY
000375204
5125
0.47%
$485,388.75
TDK Corp
TTDKY
872351408
25005
0.46%
$475,095.00
BHP Group Ltd
BHP
088606108
5118
0.42%
$434,211.12
Hong Kong Exchanges & Clearing Ltd
HKXCY
43858F109
8090
0.39%
$396,490.90
Sekisui House Ltd
SKHSY
816078307
17894
0.37%
$381,679.02
Garmin Ltd
GRMN
H2906T109
1319
0.37%
$378,341.96
First American Government Obligations Fund
FGXXX
31846V336
359494.7
0.35%
$359,494.70
Cie Financiere Richemont SA
CFRUY
204319107
16585
0.34%
$353,260.50
KBC Group NV
KBCSY
48241F104
4620
0.33%
$339,754.80
BCE Inc
BCE
05534B760
16552
0.33%
$336,667.68
Norsk Hydro ASA
NHYDY
656531605
39131
0.33%
$335,830.07
AT&T Inc
T
00206R102
13592
0.32%
$331,644.80
Verizon Communications Inc
VZ
92343V104
6879
0.31%
$315,539.73
Danske Bank A/S
DNKEY
236363206
11101
0.30%
$313,991.79
Honda Motor Co Ltd
HMC
438128308
9799
0.30%
$309,648.40
KB Financial Group Inc
KB
48241A105
2515
0.30%
$309,596.50
Generali
ARZGY
04545K109
12584
0.29%
$302,645.20
Julius Baer Group Ltd
JBAXY
48137C108
16058
0.28%
$284,868.92
Shell PLC
SHEL
780259305
2984
0.28%
$283,629.20
Woodside Energy Group Ltd
WDS
980228308
12325
0.27%
$273,245.25
BP PLC
BP
055622104
6110
0.26%
$268,778.90
Canon Inc
CAJPY
138006309
9188
0.26%
$268,473.36
Home Depot Inc/The
HD
437076102
912
0.25%
$259,454.88
NiSource Inc
NI
65473P105
6645
0.25%
$259,155.00
AP Moller - Maersk A/S
AMKBY
00202F102
14429
0.25%
$259,000.55
Canadian Imperial Bank of Commerce
CM
136069101
2312
0.25%
$254,736.16
FUJIFILM Holdings Corp
FUJIY
35958N107
22907
0.23%
$241,668.85
Novartis AG
NVS
66987V109
1651
0.23%
$235,383.07
Cash & Other
Cash&Other
Cash&Other
232694.9
0.23%
$232,694.90
AIB Group PLC
AIBGY
00135T104
8742
0.22%
$228,690.72
Commerzbank AG
CRZBY
202597605
4866
0.21%
$220,819.08
QBE Insurance Group Ltd
QBIEY
74728G605
12832
0.20%
$208,391.68
UPM-Kymmene Oyj
UPMMY
915436208
7013
0.19%
$197,205.56
China Merchants Bank Co Ltd
CIHKY
16950T102
6030
0.19%
$196,879.50
Aena SME SA
ANYYY
00774W103
12152
0.17%
$176,082.48
Telenor ASA
TELNY
87944W105
13202
0.17%
$175,982.66
TPG Inc
TPG
872657101
3977
0.17%
$175,505.01
Ping An Insurance Group Co of China Ltd
PNGAY
72341E304
12377
0.16%
$165,851.80
Swedbank AB
SWDBY
870195104
4023
0.16%
$163,776.33
Manulife Financial Corp
MFC
56501R106
3715
0.15%
$158,221.85
Daiichi Sankyo Co Ltd
DSNKY
23381D102
8881
0.15%
$158,170.61
Toronto-Dominion Bank/The
TD
891160509
1327
0.15%
$155,962.31
Compass Group PLC
CMPGY
20449X401
5248
0.15%
$154,238.72
EOG Resources Inc
EOG
26875P101
1101
0.15%
$151,673.76
Nomura Holdings Inc
NMR
65535H208
15457
0.15%
$151,169.46
3M Co
MMM
88579Y101
895
0.14%
$146,914.25
Enel SpA
ENLAY
29265W207
14742
0.14%
$145,503.54
Wilmar International Ltd
WLMIY
971433107
5126
0.14%
$144,296.90
E.ON SE
EONGY
268780103
7153
0.13%
$136,765.36
Mercedes-Benz Group AG
MBGYY
233825207
11823
0.13%
$134,782.20
Comcast Corp
CMCSA
20030N101
6032
0.13%
$131,256.32
Ford Motor Co
F
345370860
10505
0.12%
$126,690.30
Great-West Lifeco Inc
GWLIF
39138C106
1646
0.10%
$103,977.82
Thales SA
THLLY
883219206
1381
0.07%
$70,044.32
CMS Energy Corp
CMS
125896100
972
0.06%
$61,313.76
CBOE S&P PUT OPT 09/26 7445
SPXW 260930P07445000
SPXW 260930P07445000
-125
0.00%
$-375.00
CBOE S&P PUT OPT 09/26 7450
SPXW 260930P07450000
SPXW 260930P07450000
-105
0.00%
$-315.00
CBOE S&P PUT OPT 09/26 7435
SPXW 260930P07435000
SPXW 260930P07435000
-7
0.00%
$-14.00
CBOE S&P CLL OPT 09/26 7920
SPXW 260930C07920000
SPXW 260930C07920000
-48
0.00%
$-144.00
SPXW US 09/30/26 C7915
SPXW 260930C07915000
SPXW 260930C07915000
-45
0.00%
$-225.00
CBOE S&P PUT OPT 09/26 7440
SPXW 260930P07440000
SPXW 260930P07440000
-110
0.00%
$-330.00
SPXW US 09/30/26 P7505
SPXW 260930P07505000
SPXW 260930P07505000
-8
0.00%
$-40.00
SPXW US 09/30/26 P7510
SPXW 260930P07510000
SPXW 260930P07510000
-52
0.00%
$-208.00
SPXW US 09/30/26 P7475
SPXW 260930P07475000
SPXW 260930P07475000
-3
0.00%
$-6.00
CBOE S&P PUT OPT 09/26 7480
SPXW 260930P07480000
SPXW 260930P07480000
-38
0.00%
$-190.00
CBOE S&P CLL OPT 09/26 7910
SPXW 260930C07910000
SPXW 260930C07910000
-8
0.00%
$-24.00
SPXW US 09/30/26 P7485
SPXW 260930P07485000
SPXW 260930P07485000
-2
0.00%
$-10.00
SPXW US 09/30/26 P7495
SPXW 260930P07495000
SPXW 260930P07495000
-1
0.00%
$-5.00
CBOE S&P CLL OPT 09/26 7845
SPXW 260930C07845000
SPXW 260930C07845000
-221
0.00%
$-663.00
SPXW US 09/30/26 P7500
SPXW 260930P07500000
SPXW 260930P07500000
-127
0.00%
$-381.00
CBOE S&P CLL OPT 09/26 7850
SPXW 260930C07850000
SPXW 260930C07850000
-28
0.00%
$-84.00
SPXW US 09/30/26 P7530
SPXW 260930P07530000
SPXW 260930P07530000
-38
0.00%
$-114.00
SPXW US 09/30/26 P7515
SPXW 260930P07515000
SPXW 260930P07515000
-72
0.00%
$-216.00
CBOE S&P CLL OPT 09/26 7905
SPXW 260930C07905000
SPXW 260930C07905000
-38
0.00%
$-114.00
ETF holdings and allocations are subject to change at any time and should not be interpreted as an offer of these securities.

Historical Premium/Discount

IMPORTANT INFORMATION

1Premium/Discount If the price of the ETF is trading above its NAV, the ETF is said to be trading at a “premium.” Conversely, if the price of the ETF is trading below its NAV, the ETF is said to be trading at a “discount.” In relatively calm markets, ETF prices and NAV generally stay close.
230-Day Median Bid/Ask Spread % A calculation of the Fund's median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund's national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.
3Alpha is typically used to represent the value added or subtracted by active investment management strategies. It shows how an actively managed investment portfolio performed compared with the expected portfolio returns produced simply by benchmark volatility (beta) and market changes. A positive alpha shows that an investment manager has been able to capture more of the upside movement in the benchmark while softening the downswings. A negative alpha means that the manager's strategies have caught more benchmark downside than upside.

Important Risk Information

Carefully consider the Fund's investment objectives, risk factors, charges, and expenses before investing. This and additional information can be found in The SGI Global Income ETF's prospectus. Read the prospectus carefully before investing.
Investing involves risk, including possible loss of principal. The Fund is a newly organized, diversified management investment company with no operating history. To the extent the Fund invests in Underlying Funds that invest in fixed income securities, the Fund will be subject to fixed income securities risks. While fixed income securities normally fluctuate less in price than stocks, there have been extended periods of increases in interest rates that have caused significant declines in fixed income securities prices. To the extent that a Fund invests in Underlying Funds that invest in high-yield securities and unrated securities of similar credit quality (commonly known as “junk bonds”), the Fund may be subject to greater levels of interest rate and credit risk than funds that do not invest in such securities. Small cap companies that the Underlying Funds may invest in may be more volatile than, and not as readily marketable as, those of larger companies. Small companies may also have limited product lines, markets or financial resources and may be dependent on relatively small or inexperienced management groups. Underlying Funds that invest in foreign securities may be subject to special risks, including, but not limited to, currency exchange rate volatility, political, social, or economic instability, less publicly available information, less stringent investor protections and differences in taxation, auditing and other financial practices. Investments in emerging market securities by Underlying Funds are subject to higher risks than those in developed countries because there is greater uncertainty in less established markets and economies. To the extent the Fund invests in Underlying Funds that focus their investments in a particular industry or sector, the Fund’s shares may be more volatile and fluctuate more than shares of a fund investing in a broader range of securities. A company issuing dividend-paying securities may fail and have to decrease or eliminate its dividend. In such an event, the Fund may not only lose the dividend payout, but the stock price of the company may fall. The Fund’s investments in derivative instruments including options, forward currency exchange contracts, swaps, and futures, which may be leveraged, may result in losses. Investments in derivative instruments may result in losses exceeding the amounts invested. The use of derivatives is a highly specialized activity that involves investment techniques and risks different from those associated with investments in more traditional securities and instruments.
Diversification does not eliminate the risk of experiencing investment loss.
Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the funds. Brokerage commissions will reduce returns.
Distributed by Quasar Distributors, LLC.