SGI Enhanced Global Income ETF

October 13, 2026

CURRENT MATERIALS

CURRENT MATERIALS

Overview

INCEPTION
02/29/2024
OBJECTIVE
Seeks income
TICKER
GINX
PRIMARY EXCHANGE
NASDAQ
CUSIP
74933W262
NET ASSETS
$104,121,080.77
PREMIUM/DISCOUNT1
0.01%
30 DAY MEDIAN BID/ASK SPREAD2
0.22%
GROSS EXPENSE RATIO
0.99%

Seeking Higher Income from Equity Exposure

The SGI Global Enhanced Income ETF (GINX) seeks to generate current income and enhanced yield by actively investing in global companies (primarily large- and mid-cap) that currently offer dividend income. Emphasizing reduced volatility through disciplined value investment, our goal is to outperform and receive higher dividend yields when compared to the underlying indices.

GINX uses an innovative, actively traded put and call options methodology that harnesses exposure to the S&P 500 Index or other broad benchmark indices, but with a dedicated emphasis on risk control. We believe this gives GINX increased potential of providing improved yield compared to traditional option-based strategies.

Why invest in GINX?

Income Generation

Designed for investors looking to experience income derived from two distinct sets of holdings: 1) dividends that are generated from a diversified portfolio of global equities that historically generate attractive dividends, and 2) an enhanced income component derived from an ultra-short-term options strategy that seeks to provide additional daily income.

Diversification

Invests across a diversified portfolio of global companies that exhibit attractive growth characteristics— growth potential and quality of earnings—with an emphasis on current dividends, while seeking downside protection through our Managed Risk Approach

Risk Management

Managed Risk ApproachTM utilizes dynamic hedging through call options or underlying futures.

Experienced Investment Team

SGI Portfolio Managers have deep expertise in multi-asset income investing, including asset allocation, tactical positioning, and rigorous research.

Managed Risk Approach

Performance

DAILY PERFORMANCE
AS OF 2026-10-13

NAV
PRICE
$ Change
$35.60
$35.60
% Change
0.13%
0.12%

Performance data quoted represents past performance. Past performance does not guarantee future results. Investment return and principal value will fluctuate so that shares, when redeemed, may be worth more or less than the performance shown. Current performance may be lower or higher than that shown here. For performance current to the most recent month-end, please call 855-744-8500.

Portfolio Managers

Aash M. Shah, CFA

Head of Investments & Sr. Portfolio Manager

David Harden, Founder

President | Portfolio Manager | Chief Executive Officer | Chief Investment Officer

Holdings as of 2026-10-13

Name
Ticker
CUSIP
Shares
Weight
Market Value
iShares Emerging Markets Dividend ETF
DVYE
464286319
101105
3.25%
$3,613,492.70
WisdomTree Emerging Markets High Dividend Fund
DEM
97717W315
63404
3.17%
$3,522,726.24
iShares Core MSCI Emerging Markets ETF
IEMG
46434G103
40284
2.91%
$3,231,582.48
JPMORGAN CHASE & CO.
JPM
46625H100
8928
2.66%
$2,959,007.04
Banco Bilbao Vizcaya Argentaria SA
BBVA
05946K101
85949
2.01%
$2,241,184.40
Colgate-Palmolive Co
CL
194162103
24154
1.95%
$2,172,652.30
BNP Paribas SA
BNPQY
05565A202
42655
1.93%
$2,149,385.45
Bank of America Corp
BAC
060505104
38984
1.89%
$2,103,576.64
Taiwan Semiconductor Manufacturing Co Ltd
TSM
874039100
4649
1.86%
$2,069,362.88
PepsiCo Inc
PEP
713448108
15113
1.73%
$1,923,884.90
Suncor Energy Inc
SU
867224107
25130
1.70%
$1,889,776.00
United Parcel Service Inc
UPS
911312106
19052
1.62%
$1,805,939.08
Prudential Financial Inc
PRU
744320102
15507
1.58%
$1,758,648.87
UniCredit SpA
UNCRY
904678406
40742
1.57%
$1,748,239.22
Merck & Co Inc
MRK
58933Y105
12214
1.56%
$1,734,143.72
Eni SpA
E
26874R108
30020
1.55%
$1,724,649.00
Canadian Natural Resources Ltd
CNQ
136385101
33031
1.55%
$1,722,236.34
Evergy Inc
EVRG
30034W106
20954
1.55%
$1,720,952.02
Lockheed Martin Corp
LMT
539830109
3392
1.54%
$1,709,635.84
GSK PLC
GSK
37733W204
36657
1.52%
$1,696,119.39
Sysco Corp
SYY
871829107
20859
1.48%
$1,648,486.77
Citigroup Inc
C
172967424
12862
1.44%
$1,601,704.86
Chevron Corp
CVX
166764100
7045
1.38%
$1,533,907.85
Deutsche Bank AG
DB
D18190898
44896
1.35%
$1,496,832.64
Cummins Inc
CMI
231021106
2759
1.31%
$1,460,476.65
TotalEnergies SE
TTE
F92124100
16333
1.31%
$1,452,820.35
Intesa Sanpaolo SpA
ISNPY
46115H107
34382
1.29%
$1,432,354.12
Johnson & Johnson
JNJ
478160104
5482
1.23%
$1,362,880.02
Pfizer Inc
PFE
717081103
46610
1.19%
$1,322,325.70
ExxonMobil Holdings Corp
XOM
30233Q108
7378
1.15%
$1,284,362.24
AbbVie Inc
ABBV
00287Y109
4446
1.10%
$1,219,804.56
Annaly Capital Management Inc
NLY
035710839
64250
1.05%
$1,166,780.00
National Grid PLC
NGG
636274409
14717
1.03%
$1,151,310.91
Bristol-Myers Squibb Co
BMY
110122108
20262
1.03%
$1,148,247.54
Automatic Data Processing Inc
ADP
053015103
4140
1.03%
$1,142,226.00
Komatsu Ltd
KMTUY
500458401
23521
0.99%
$1,101,958.85
TD SYNNEX Corp
SNX
87162W100
3946
0.98%
$1,089,253.84
AstraZeneca PLC
AZN
G0593M107
6886
0.96%
$1,072,976.52
Accenture PLC
ACN
G1151C101
4723
0.91%
$1,008,643.88
Public Service Enterprise Group Inc
PEG
744573106
13798
0.87%
$972,345.06
Procter & Gamble Co/The
PG
742718109
6352
0.87%
$972,110.08
DTE Energy Co
DTE
233331107
7560
0.87%
$970,174.80
DBS Group Holdings Ltd
DBSDY
23304Y100
4069
0.85%
$946,327.33
QUALCOMM Inc
QCOM
747525103
5282
0.84%
$934,174.52
Zurich Insurance Group AG
ZURVY
989825104
26326
0.84%
$929,307.80
Allianz SE
ALIZY
018820100
19122
0.81%
$905,617.92
UnitedHealth Group Inc
UNH
91324P102
2319
0.79%
$876,025.44
Takeda Pharmaceutical Co Ltd
TAK
874060205
46265
0.77%
$856,827.80
Coca-Cola Co/The
KO
191216100
9410
0.76%
$847,935.10
Reckitt Benckiser Group PLC
RBGLY
756255303
59503
0.75%
$833,637.03
Repsol SA
REPYY
76026T205
24028
0.72%
$800,853.24
HSBC Holdings PLC
HSBC
404280406
8267
0.70%
$784,124.95
Tapestry Inc
TPR
876030107
6587
0.68%
$759,020.01
Volvo AB
VLVLY
928854108
23305
0.66%
$738,069.35
Toyota Motor Corp
TM
892331307
3866
0.66%
$729,552.86
Gilead Sciences Inc
GILD
375558103
4906
0.65%
$725,695.52
Analog Devices Inc
ADI
032654105
1653
0.62%
$685,499.10
Techtronic Industries Co Ltd
TTNDY
87873R101
8454
0.61%
$678,856.20
Royal Bank of Canada
RY
780087102
3448
0.60%
$671,222.16
Newmont Corp
NEM
651639106
5626
0.58%
$650,309.34
Itau Unibanco Holding SA
ITUB
465562106
65644
0.58%
$649,219.16
Cash & Other
Cash&Other
Cash&Other
649117.58
0.58%
$649,117.58
UBS Group AG
UBS
H42097107
13259
0.57%
$634,443.15
Singapore Telecommunications Ltd
SGAPY
82929R304
19432
0.56%
$627,653.60
AXA SA
AXAHY
054536107
13288
0.56%
$625,200.40
Bank of China Ltd
BACHY
06426M104
31564
0.56%
$624,335.92
ASE Technology Holding Co Ltd
ASX
00215W100
12814
0.55%
$609,946.40
Nucor Corp
NUE
670346105
2384
0.54%
$605,059.20
NatWest Group PLC
NWG
639057207
33764
0.54%
$595,934.60
China Construction Bank Corp
CICHY
168919108
23318
0.53%
$590,878.12
Glencore PLC
GLNCY
37827X100
38070
0.53%
$590,465.70
Amgen Inc
AMGN
031162100
1428
0.53%
$589,535.52
Siemens AG
SIEGY
826197501
3827
0.53%
$587,980.28
Texas Instruments Inc
TXN
882508104
1974
0.51%
$568,215.90
Magna International Inc
MGA
559222401
8556
0.50%
$558,792.36
ING Groep NV
ING
456837103
16593
0.50%
$558,022.59
NN Group NV
NNGRY
629334103
12753
0.49%
$543,405.33
Daiwa House Industry Co Ltd
DWAHY
234062206
38982
0.48%
$535,612.68
TDK Corp
TTDKY
872351408
26811
0.48%
$533,270.79
Anglogold Ashanti Plc
AU
G0378L100
5775
0.48%
$529,278.75
ABB Ltd
ABBNY
000375204
5469
0.47%
$526,883.46
Credit Agricole SA
CRARY
225313105
58416
0.46%
$512,191.59
BHP Group Ltd
BHP
088606108
5462
0.42%
$463,996.90
Hong Kong Exchanges & Clearing Ltd
HKXCY
43858F109
8649
0.38%
$418,265.64
Sekisui House Ltd
SKHSY
816078307
19184
0.37%
$409,386.56
First American Government Obligations Fund
FGXXX
31846V336
405847.55
0.36%
$405,847.55
Garmin Ltd
GRMN
H2906T109
1405
0.35%
$388,356.05
Cie Financiere Richemont SA
CFRUY
204319107
17789
0.33%
$364,496.61
Honda Motor Co Ltd
HMC
438128308
10487
0.31%
$349,531.71
BCE Inc
BCE
05534B760
17756
0.31%
$345,886.88
Norsk Hydro ASA
NHYDY
656531605
42012
0.31%
$340,717.32
KBC Group NV
KBCSY
48241F104
4921
0.30%
$334,726.42
AT&T Inc
T
00206R102
14581
0.30%
$333,175.85
Shell PLC
SHEL
780259305
3199
0.30%
$329,465.01
KB Financial Group Inc
KB
48241A105
2687
0.29%
$326,309.28
Danske Bank A/S
DNKEY
236363206
11918
0.29%
$321,786.00
Verizon Communications Inc
VZ
92343V104
7352
0.29%
$320,032.56
BP PLC
BP
055622104
6540
0.29%
$317,386.20
Generali
ARZGY
04545K109
13487
0.29%
$317,349.11
Woodside Energy Group Ltd
WDS
980228308
13228
0.28%
$306,889.60
NiSource Inc
NI
65473P105
7118
0.27%
$295,325.82
Canon Inc
CAJPY
138006309
9833
0.26%
$293,023.40
Julius Baer Group Ltd
JBAXY
48137C108
17219
0.26%
$292,723.00
AP Moller - Maersk A/S
AMKBY
00202F102
15461
0.26%
$284,327.79
Home Depot Inc/The
HD
437076102
955
0.25%
$280,693.60
Canadian Imperial Bank of Commerce
CM
136069101
2441
0.24%
$272,220.32
FUJIFILM Holdings Corp
FUJIY
35958N107
24584
0.24%
$264,278.00
Novartis AG
NVS
66987V109
1737
0.22%
$247,366.17
QBE Insurance Group Ltd
QBIEY
74728G605
13778
0.22%
$245,523.96
AIB Group PLC
AIBGY
00135T104
9387
0.21%
$230,356.98
Commerzbank AG
CRZBY
202597605
5210
0.20%
$224,446.80
China Merchants Bank Co Ltd
CIHKY
16950T102
6460
0.20%
$221,545.70
UPM-Kymmene Oyj
UPMMY
915436208
7529
0.19%
$212,091.93
Telenor ASA
TELNY
87944W105
14148
0.17%
$185,480.28
Aena SME SA
ANYYY
00774W103
13012
0.17%
$184,380.04
TPG Inc
TPG
872657101
4235
0.16%
$181,639.15
Swedbank AB
SWDBY
870195104
4281
0.16%
$176,077.53
EOG Resources Inc
EOG
26875P101
1144
0.16%
$175,226.48
Compass Group PLC
CMPGY
20449X401
5635
0.16%
$174,234.20
Ping An Insurance Group Co of China Ltd
PNGAY
72341E304
13280
0.16%
$174,100.80
Manulife Financial Corp
MFC
56501R106
3973
0.15%
$171,951.44
Toronto-Dominion Bank/The
TD
891160509
1413
0.15%
$166,663.35
Enel SpA
ENLAY
29265W207
15817
0.14%
$159,119.02
Nomura Holdings Inc
NMR
65535H208
16575
0.14%
$158,788.50
Daiichi Sankyo Co Ltd
DSNKY
23381D102
9526
0.14%
$158,131.60
3M Co
MMM
88579Y101
938
0.14%
$152,678.26
Wilmar International Ltd
WLMIY
971433107
5470
0.13%
$147,952.56
E.ON SE
EONGY
268780103
7669
0.13%
$147,398.18
Mercedes-Benz Group AG
MBGYY
233825207
12683
0.13%
$140,908.13
Ford Motor Co
F
345370860
11279
0.12%
$136,475.90
Comcast Corp
CMCSA
20030N101
6462
0.12%
$134,926.56
Great-West Lifeco Inc
GWLIF
39138C106
1732
0.10%
$109,704.88
Thales SA
THLLY
883219206
1467
0.07%
$72,543.15
CMS Energy Corp
CMS
125896100
1015
0.06%
$67,294.50
SPXW US 10/13/26 P7650
SPXW 261013P07650000
SPXW 261013P07650000
-318
0.00%
$-1,590.00
SPXW US 10/13/26 P7635
SPXW 261013P07635000
SPXW 261013P07635000
-1
0.00%
$-3.00
SPXW US 10/13/26 P7640
SPXW 261013P07640000
SPXW 261013P07640000
-2
0.00%
$-4.00
SPXW US 10/13/26 P7655
SPXW 261013P07655000
SPXW 261013P07655000
-20
0.00%
$-60.00
CBOE S&P PUT OPT 10/26 7645
SPXW 261013P07645000
SPXW 261013P07645000
-9
0.00%
$-27.00
ETF holdings and allocations are subject to change at any time and should not be interpreted as an offer of these securities.

Historical Premium/Discount

IMPORTANT INFORMATION

1Premium/Discount If the price of the ETF is trading above its NAV, the ETF is said to be trading at a “premium.” Conversely, if the price of the ETF is trading below its NAV, the ETF is said to be trading at a “discount.” In relatively calm markets, ETF prices and NAV generally stay close.
230-Day Median Bid/Ask Spread % A calculation of the Fund's median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund's national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.
3Alpha is typically used to represent the value added or subtracted by active investment management strategies. It shows how an actively managed investment portfolio performed compared with the expected portfolio returns produced simply by benchmark volatility (beta) and market changes. A positive alpha shows that an investment manager has been able to capture more of the upside movement in the benchmark while softening the downswings. A negative alpha means that the manager's strategies have caught more benchmark downside than upside.

Important Risk Information

Carefully consider the Fund's investment objectives, risk factors, charges, and expenses before investing. This and additional information can be found in The SGI Global Income ETF's prospectus. Read the prospectus carefully before investing.
Investing involves risk, including possible loss of principal. The Fund is a newly organized, diversified management investment company with no operating history. To the extent the Fund invests in Underlying Funds that invest in fixed income securities, the Fund will be subject to fixed income securities risks. While fixed income securities normally fluctuate less in price than stocks, there have been extended periods of increases in interest rates that have caused significant declines in fixed income securities prices. To the extent that a Fund invests in Underlying Funds that invest in high-yield securities and unrated securities of similar credit quality (commonly known as “junk bonds”), the Fund may be subject to greater levels of interest rate and credit risk than funds that do not invest in such securities. Small cap companies that the Underlying Funds may invest in may be more volatile than, and not as readily marketable as, those of larger companies. Small companies may also have limited product lines, markets or financial resources and may be dependent on relatively small or inexperienced management groups. Underlying Funds that invest in foreign securities may be subject to special risks, including, but not limited to, currency exchange rate volatility, political, social, or economic instability, less publicly available information, less stringent investor protections and differences in taxation, auditing and other financial practices. Investments in emerging market securities by Underlying Funds are subject to higher risks than those in developed countries because there is greater uncertainty in less established markets and economies. To the extent the Fund invests in Underlying Funds that focus their investments in a particular industry or sector, the Fund’s shares may be more volatile and fluctuate more than shares of a fund investing in a broader range of securities. A company issuing dividend-paying securities may fail and have to decrease or eliminate its dividend. In such an event, the Fund may not only lose the dividend payout, but the stock price of the company may fall. The Fund’s investments in derivative instruments including options, forward currency exchange contracts, swaps, and futures, which may be leveraged, may result in losses. Investments in derivative instruments may result in losses exceeding the amounts invested. The use of derivatives is a highly specialized activity that involves investment techniques and risks different from those associated with investments in more traditional securities and instruments.
Diversification does not eliminate the risk of experiencing investment loss.
Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the funds. Brokerage commissions will reduce returns.
Distributed by Quasar Distributors, LLC.