SGI Enhanced Global Income ETF

October 06, 2026

CURRENT MATERIALS

CURRENT MATERIALS

Overview

INCEPTION
02/29/2024
OBJECTIVE
Seeks income
TICKER
GINX
PRIMARY EXCHANGE
NASDAQ
CUSIP
74933W262
NET ASSETS
$104,120,109.11
PREMIUM/DISCOUNT1
0.04%
30 DAY MEDIAN BID/ASK SPREAD2
0.22%
GROSS EXPENSE RATIO
0.99%

Seeking Higher Income from Equity Exposure

The SGI Global Enhanced Income ETF (GINX) seeks to generate current income and enhanced yield by actively investing in global companies (primarily large- and mid-cap) that currently offer dividend income. Emphasizing reduced volatility through disciplined value investment, our goal is to outperform and receive higher dividend yields when compared to the underlying indices.

GINX uses an innovative, actively traded put and call options methodology that harnesses exposure to the S&P 500 Index or other broad benchmark indices, but with a dedicated emphasis on risk control. We believe this gives GINX increased potential of providing improved yield compared to traditional option-based strategies.

Why invest in GINX?

Income Generation

Designed for investors looking to experience income derived from two distinct sets of holdings: 1) dividends that are generated from a diversified portfolio of global equities that historically generate attractive dividends, and 2) an enhanced income component derived from an ultra-short-term options strategy that seeks to provide additional daily income.

Diversification

Invests across a diversified portfolio of global companies that exhibit attractive growth characteristics— growth potential and quality of earnings—with an emphasis on current dividends, while seeking downside protection through our Managed Risk Approach

Risk Management

Managed Risk ApproachTM utilizes dynamic hedging through call options or underlying futures.

Experienced Investment Team

SGI Portfolio Managers have deep expertise in multi-asset income investing, including asset allocation, tactical positioning, and rigorous research.

Managed Risk Approach

Performance

DAILY PERFORMANCE
AS OF 2026-10-06

NAV
PRICE
$ Change
$35.60
$35.61
% Change
0.48%
0.53%

Performance data quoted represents past performance. Past performance does not guarantee future results. Investment return and principal value will fluctuate so that shares, when redeemed, may be worth more or less than the performance shown. Current performance may be lower or higher than that shown here. For performance current to the most recent month-end, please call 855-744-8500.

Portfolio Managers

Aash M. Shah, CFA

Head of Investments & Sr. Portfolio Manager

David Harden, Founder

President | Portfolio Manager | Chief Executive Officer | Chief Investment Officer

Holdings as of 2026-10-06

Name
Ticker
CUSIP
Shares
Weight
Market Value
iShares Emerging Markets Dividend ETF
DVYE
464286319
94665
3.19%
$3,322,741.50
WisdomTree Emerging Markets High Dividend Fund
DEM
97717W315
59364
3.18%
$3,310,136.64
iShares Core MSCI Emerging Markets ETF
IEMG
46434G103
37724
3.01%
$3,132,978.20
JPMORGAN CHASE & CO.
JPM
46625H100
8368
2.66%
$2,772,151.04
Banco Bilbao Vizcaya Argentaria SA
BBVA
05946K101
80469
2.10%
$2,184,733.35
BNP Paribas SA
BNPQY
05565A202
39935
2.04%
$2,126,538.75
Taiwan Semiconductor Manufacturing Co Ltd
TSM
874039100
4369
2.02%
$2,107,168.70
Colgate-Palmolive Co
CL
194162103
22634
1.90%
$1,974,816.50
Bank of America Corp
BAC
060505104
36504
1.90%
$1,974,501.36
PepsiCo Inc
PEP
713448108
14153
1.71%
$1,779,173.63
UniCredit SpA
UNCRY
904678406
38142
1.66%
$1,730,883.96
United Parcel Service Inc
UPS
911312106
17852
1.60%
$1,662,199.72
Prudential Financial Inc
PRU
744320102
14547
1.59%
$1,651,666.38
Lockheed Martin Corp
LMT
539830109
3192
1.56%
$1,628,303.04
Merck & Co Inc
MRK
58933Y105
11454
1.56%
$1,625,780.76
Suncor Energy Inc
SU
867224107
23530
1.54%
$1,605,216.60
GSK PLC
GSK
37733W204
34337
1.54%
$1,600,104.20
Evergy Inc
EVRG
30034W106
19634
1.52%
$1,577,591.90
Citigroup Inc
C
172967424
12062
1.49%
$1,550,208.24
Eni SpA
E
26874R108
28100
1.47%
$1,532,855.00
Sysco Corp
SYY
871829107
19539
1.45%
$1,513,295.55
Canadian Natural Resources Ltd
CNQ
136385101
30951
1.43%
$1,488,743.10
Deutsche Bank AG
DB
D18190898
42056
1.42%
$1,477,427.28
Intesa Sanpaolo SpA
ISNPY
46115H107
32182
1.36%
$1,412,146.16
Cummins Inc
CMI
231021106
2599
1.34%
$1,391,270.69
Chevron Corp
CVX
166764100
6605
1.32%
$1,371,065.90
Johnson & Johnson
JNJ
478160104
5162
1.26%
$1,315,174.36
TotalEnergies SE
TTE
F92124100
15293
1.23%
$1,284,306.14
Pfizer Inc
PFE
717081103
43650
1.15%
$1,200,375.00
ExxonMobil Holdings Corp
XOM
30233Q108
6938
1.10%
$1,141,162.24
Bristol-Myers Squibb Co
BMY
110122108
18982
1.09%
$1,131,137.38
AbbVie Inc
ABBV
00287Y109
4166
1.07%
$1,111,030.54
Annaly Capital Management Inc
NLY
035710839
60170
1.06%
$1,108,331.40
Komatsu Ltd
KMTUY
500458401
22041
1.04%
$1,081,551.87
National Grid PLC
NGG
636274409
13797
1.02%
$1,060,299.45
TD SYNNEX Corp
SNX
87162W100
3706
0.99%
$1,031,676.28
Automatic Data Processing Inc
ADP
053015103
3900
0.98%
$1,023,204.00
AstraZeneca PLC
AZN
G0593M107
6446
0.98%
$1,022,400.06
DBS Group Holdings Ltd
DBSDY
23304Y100
3829
0.90%
$938,832.51
Public Service Enterprise Group Inc
PEG
744573106
12918
0.89%
$926,608.14
DTE Energy Co
DTE
233331107
7080
0.87%
$907,797.60
QUALCOMM Inc
QCOM
747525103
4962
0.86%
$898,270.86
Procter & Gamble Co/The
PG
742718109
5952
0.85%
$883,336.32
Accenture PLC
ACN
G1151C101
4443
0.83%
$859,276.20
Zurich Insurance Group AG
ZURVY
989825104
24646
0.82%
$852,258.68
Allianz SE
ALIZY
018820100
17922
0.81%
$843,946.98
UnitedHealth Group Inc
UNH
91324P102
2199
0.79%
$827,527.68
Takeda Pharmaceutical Co Ltd
TAK
874060205
43305
0.75%
$783,820.50
Coca-Cola Co/The
KO
191216100
8810
0.73%
$759,157.70
HSBC Holdings PLC
HSBC
404280406
7747
0.73%
$755,952.26
Reckitt Benckiser Group PLC
RBGLY
756255303
55703
0.71%
$740,849.90
Tapestry Inc
TPR
876030107
6187
0.69%
$722,332.25
Repsol SA
REPYY
76026T205
22508
0.68%
$713,053.44
Volvo AB
VLVLY
928854108
21825
0.66%
$684,650.25
Toyota Motor Corp
TM
892331307
3626
0.65%
$672,876.82
Gilead Sciences Inc
GILD
375558103
4626
0.64%
$667,207.98
Analog Devices Inc
ADI
032654105
1573
0.64%
$661,525.15
Techtronic Industries Co Ltd
TTNDY
87873R101
7934
0.63%
$660,386.49
Royal Bank of Canada
RY
780087102
3248
0.61%
$637,744.80
Itau Unibanco Holding SA
ITUB
465562106
61444
0.60%
$623,656.60
Newmont Corp
NEM
651639106
5266
0.59%
$612,909.74
Singapore Telecommunications Ltd
SGAPY
82929R304
18192
0.58%
$603,974.40
UBS Group AG
UBS
H42097107
12419
0.58%
$601,948.93
AXA SA
AXAHY
054536107
12448
0.57%
$597,752.96
TDK Corp
TTDKY
872351408
25131
0.56%
$584,044.44
Nucor Corp
NUE
670346105
2264
0.55%
$568,422.48
Bank of China Ltd
BACHY
06426M104
29564
0.54%
$565,689.40
ASE Technology Holding Co Ltd
ASX
00215W100
12014
0.54%
$562,014.92
Siemens AG
SIEGY
826197501
3587
0.54%
$561,867.68
NatWest Group PLC
NWG
639057207
31604
0.54%
$558,442.68
Texas Instruments Inc
TXN
882508104
1854
0.53%
$551,064.42
ING Groep NV
ING
456837103
15553
0.52%
$542,799.70
Amgen Inc
AMGN
031162100
1348
0.52%
$542,704.80
Glencore PLC
GLNCY
37827X100
35670
0.52%
$540,757.20
China Construction Bank Corp
CICHY
168919108
21838
0.52%
$537,214.80
Magna International Inc
MGA
559222401
8036
0.51%
$527,643.76
Credit Agricole SA
CRARY
225313105
54696
0.50%
$521,799.84
NN Group NV
NNGRY
629334103
11953
0.50%
$519,477.38
ABB Ltd
ABBNY
000375204
5149
0.49%
$510,008.45
Anglogold Ashanti Plc
AU
G0378L100
5415
0.49%
$506,573.25
Daiwa House Industry Co Ltd
DWAHY
234062206
18251
0.48%
$500,351.17
BHP Group Ltd
BHP
088606108
5142
0.43%
$447,354.00
Hong Kong Exchanges & Clearing Ltd
HKXCY
43858F109
8129
0.38%
$394,337.79
Sekisui House Ltd
SKHSY
816078307
17984
0.36%
$378,922.88
Garmin Ltd
GRMN
H2906T109
1325
0.36%
$369,953.25
First American Government Obligations Fund
FGXXX
31846V336
363236.18
0.35%
$363,236.18
Cie Financiere Richemont SA
CFRUY
204319107
16669
0.33%
$347,965.38
AT&T Inc
T
00206R102
13661
0.32%
$333,738.23
KBC Group NV
KBCSY
48241F104
4641
0.32%
$329,093.31
BCE Inc
BCE
05534B760
16636
0.32%
$328,561.00
Norsk Hydro ASA
NHYDY
656531605
39332
0.31%
$327,635.56
Verizon Communications Inc
VZ
92343V104
6912
0.31%
$317,813.76
Cash & Other
Cash&Other
Cash&Other
317380.99
0.30%
$317,380.99
KB Financial Group Inc
KB
48241A105
2527
0.30%
$315,268.52
Honda Motor Co Ltd
HMC
438128308
9847
0.30%
$313,233.07
Danske Bank A/S
DNKEY
236363206
11158
0.30%
$307,179.74
Generali
ARZGY
04545K109
12647
0.29%
$297,836.85
Shell PLC
SHEL
780259305
2999
0.28%
$292,762.38
Julius Baer Group Ltd
JBAXY
48137C108
16139
0.27%
$281,464.16
BP PLC
BP
055622104
6140
0.27%
$276,361.40
NiSource Inc
NI
65473P105
6678
0.26%
$271,594.26
Canon Inc
CAJPY
138006309
9233
0.26%
$271,080.88
Woodside Energy Group Ltd
WDS
980228308
12388
0.26%
$269,439.00
Home Depot Inc/The
HD
437076102
915
0.25%
$262,321.35
AP Moller - Maersk A/S
AMKBY
00202F102
14501
0.25%
$261,598.04
Canadian Imperial Bank of Commerce
CM
136069101
2321
0.25%
$259,000.39
FUJIFILM Holdings Corp
FUJIY
35958N107
23024
0.24%
$248,198.72
Novartis AG
NVS
66987V109
1657
0.22%
$233,289.03
AIB Group PLC
AIBGY
00135T104
8787
0.22%
$223,875.19
Commerzbank AG
CRZBY
202597605
4890
0.21%
$219,218.70
QBE Insurance Group Ltd
QBIEY
74728G605
12898
0.20%
$213,397.41
China Merchants Bank Co Ltd
CIHKY
16950T102
6060
0.19%
$197,131.80
UPM-Kymmene Oyj
UPMMY
915436208
7049
0.18%
$191,556.58
TPG Inc
TPG
872657101
3995
0.17%
$179,655.15
Aena SME SA
ANYYY
00774W103
12212
0.17%
$176,585.52
Telenor ASA
TELNY
87944W105
13268
0.17%
$176,066.36
Swedbank AB
SWDBY
870195104
4041
0.16%
$165,438.54
Ping An Insurance Group Co of China Ltd
PNGAY
72341E304
12440
0.16%
$164,481.68
Manulife Financial Corp
MFC
56501R106
3733
0.15%
$160,257.69
EOG Resources Inc
EOG
26875P101
1104
0.15%
$159,285.12
Compass Group PLC
CMPGY
20449X401
5275
0.15%
$157,775.25
Toronto-Dominion Bank/The
TD
891160509
1333
0.15%
$157,533.94
Daiichi Sankyo Co Ltd
DSNKY
23381D102
8926
0.15%
$155,758.70
Nomura Holdings Inc
NMR
65535H208
15535
0.15%
$151,932.30
3M Co
MMM
88579Y101
898
0.14%
$146,948.72
Enel SpA
ENLAY
29265W207
14817
0.14%
$146,391.96
Wilmar International Ltd
WLMIY
971433107
5150
0.14%
$144,575.95
E.ON SE
EONGY
268780103
7189
0.13%
$138,747.70
Mercedes-Benz Group AG
MBGYY
233825207
11883
0.13%
$134,872.05
Ford Motor Co
F
345370860
10559
0.12%
$129,664.52
Comcast Corp
CMCSA
20030N101
6062
0.12%
$128,696.26
Great-West Lifeco Inc
GWLIF
39138C106
1652
0.10%
$103,927.32
Thales SA
THLLY
883219206
1387
0.07%
$69,391.61
CMS Energy Corp
CMS
125896100
975
0.06%
$63,443.25
CBOE S&P CLL OPT 10/26 7930
SPXW 261006C07930000
SPXW 261006C07930000
-78
0.00%
$-234.00
S&P DOW CLL OPT 10/26 7945
SPXW 261006C07945000
SPXW 261006C07945000
-3
0.00%
$-9.00
CBOE S&P CLL OPT 10/26 7980
SPXW 261006C07980000
SPXW 261006C07980000
-107
0.00%
$-321.00
CBOE S&P CLL OPT 10/26 7985
SPXW 261006C07985000
SPXW 261006C07985000
-171
0.00%
$-855.00
CBOE S&P CLL OPT 10/26 7990
SPXW 261006C07990000
SPXW 261006C07990000
-19
0.00%
$-95.00
CBOE S&P PUT OPT 10/26 7660
SPXW 261006P07660000
SPXW 261006P07660000
-90
0.00%
$-270.00
CBOE S&P PUT OPT 10/26 7625
SPXW 261006P07625000
SPXW 261006P07625000
-21
0.00%
$-105.00
CBOE S&P CLL OPT 10/26 7995
SPXW 261006C07995000
SPXW 261006C07995000
-10
0.00%
$-50.00
CBOE S&P PUT OPT 10/26 7620
SPXW 261006P07620000
SPXW 261006P07620000
-13
0.00%
$-39.00
CBOE S&P PUT OPT 10/26 7680
SPXW 261006P07680000
SPXW 261006P07680000
-1
0.00%
$-3.00
CBOE S&P PUT OPT 10/26 7630
SPXW 261006P07630000
SPXW 261006P07630000
-3
0.00%
$-9.00
CBOE S&P PUT OPT 10/26 7635
SPXW 261006P07635000
SPXW 261006P07635000
-1
0.00%
$-4.00
CBOE S&P PUT OPT 10/26 7645
SPXW 261006P07645000
SPXW 261006P07645000
-23
0.00%
$-23.00
CBOE S&P PUT OPT 10/26 7650
SPXW 261006P07650000
SPXW 261006P07650000
-335
0.00%
$-1,005.00
CBOE S&P PUT OPT 10/26 7710
SPXW 261006P07710000
SPXW 261006P07710000
-38
0.00%
$-114.00
CBOE S&P PUT OPT 10/26 7655
SPXW 261006P07655000
SPXW 261006P07655000
-131
0.00%
$-393.00
CBOE S&P PUT OPT 10/26 7695
SPXW 261006P07695000
SPXW 261006P07695000
-4
0.00%
$-20.00
CBOE S&P PUT OPT 10/26 7690
SPXW 261006P07690000
SPXW 261006P07690000
-1
0.00%
$-3.00
CBOE S&P PUT OPT 10/26 7700
SPXW 261006P07700000
SPXW 261006P07700000
-27
0.00%
$-135.00
ETF holdings and allocations are subject to change at any time and should not be interpreted as an offer of these securities.

Historical Premium/Discount

IMPORTANT INFORMATION

1Premium/Discount If the price of the ETF is trading above its NAV, the ETF is said to be trading at a “premium.” Conversely, if the price of the ETF is trading below its NAV, the ETF is said to be trading at a “discount.” In relatively calm markets, ETF prices and NAV generally stay close.
230-Day Median Bid/Ask Spread % A calculation of the Fund's median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund's national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.
3Alpha is typically used to represent the value added or subtracted by active investment management strategies. It shows how an actively managed investment portfolio performed compared with the expected portfolio returns produced simply by benchmark volatility (beta) and market changes. A positive alpha shows that an investment manager has been able to capture more of the upside movement in the benchmark while softening the downswings. A negative alpha means that the manager's strategies have caught more benchmark downside than upside.

Important Risk Information

Carefully consider the Fund's investment objectives, risk factors, charges, and expenses before investing. This and additional information can be found in The SGI Global Income ETF's prospectus. Read the prospectus carefully before investing.
Investing involves risk, including possible loss of principal. The Fund is a newly organized, diversified management investment company with no operating history. To the extent the Fund invests in Underlying Funds that invest in fixed income securities, the Fund will be subject to fixed income securities risks. While fixed income securities normally fluctuate less in price than stocks, there have been extended periods of increases in interest rates that have caused significant declines in fixed income securities prices. To the extent that a Fund invests in Underlying Funds that invest in high-yield securities and unrated securities of similar credit quality (commonly known as “junk bonds”), the Fund may be subject to greater levels of interest rate and credit risk than funds that do not invest in such securities. Small cap companies that the Underlying Funds may invest in may be more volatile than, and not as readily marketable as, those of larger companies. Small companies may also have limited product lines, markets or financial resources and may be dependent on relatively small or inexperienced management groups. Underlying Funds that invest in foreign securities may be subject to special risks, including, but not limited to, currency exchange rate volatility, political, social, or economic instability, less publicly available information, less stringent investor protections and differences in taxation, auditing and other financial practices. Investments in emerging market securities by Underlying Funds are subject to higher risks than those in developed countries because there is greater uncertainty in less established markets and economies. To the extent the Fund invests in Underlying Funds that focus their investments in a particular industry or sector, the Fund’s shares may be more volatile and fluctuate more than shares of a fund investing in a broader range of securities. A company issuing dividend-paying securities may fail and have to decrease or eliminate its dividend. In such an event, the Fund may not only lose the dividend payout, but the stock price of the company may fall. The Fund’s investments in derivative instruments including options, forward currency exchange contracts, swaps, and futures, which may be leveraged, may result in losses. Investments in derivative instruments may result in losses exceeding the amounts invested. The use of derivatives is a highly specialized activity that involves investment techniques and risks different from those associated with investments in more traditional securities and instruments.
Diversification does not eliminate the risk of experiencing investment loss.
Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the funds. Brokerage commissions will reduce returns.
Distributed by Quasar Distributors, LLC.