SGI Enhanced Global Income ETF

May 27, 2025

CURRENT MATERIALS

CURRENT MATERIALS

Overview

INCEPTION
02/29/2024
OBJECTIVE
Seeks income
TICKER
GINX
PRIMARY EXCHANGE
NASDAQ
CUSIP
74933W262
NET ASSETS
$79,685,745.66
PREMIUM/DISCOUNT1
-0.18%
30 DAY MEDIAN BID/ASK SPREAD2
0.51%
GROSS EXPENSE RATIO
0.99%

Seeking Higher Income from Equity Exposure

The SGI Global Enhanced Income ETF (GINX) seeks to generate current income and enhanced yield by actively investing in global companies (primarily large- and mid-cap) that currently offer dividend income. Emphasizing reduced volatility through disciplined value investment, our goal is to outperform and receive higher dividend yields when compared to the underlying indices.

GINX uses an innovative, actively traded put and call options methodology that harnesses exposure to the S&P 500 Index or other broad benchmark indices, but with a dedicated emphasis on risk control. We believe this gives GINX increased potential of providing improved yield compared to traditional option-based strategies.

Why invest in GINX?

Income Generation

Designed for investors looking to experience income derived from two distinct sets of holdings: 1) dividends that are generated from a diversified portfolio of global equities that historically generate attractive dividends, and 2) an enhanced income component derived from an ultra-short-term options strategy that seeks to provide additional daily income.

Diversification

Invests across a diversified portfolio of global companies that exhibit attractive growth characteristics— growth potential and quality of earnings—with an emphasis on current dividends, while seeking downside protection through our Managed Risk ApproachTM.

Risk Management

Managed Risk ApproachTM utilizes dynamic hedging through call options or underlying futures.

Experienced Investment Team

SGI Portfolio Managers have deep expertise in multi-asset income investing, including asset allocation, tactical positioning, and rigorous research.

Managed Risk Approach

Performance

DAILY PERFORMANCE
AS OF 2025-05-27

NAV
PRICE
$ Change
$27.62
$27.57
% Change
0.96%
0.73%

Performance data quoted represents past performance. Past performance does not guarantee future results. Investment return and principal value will fluctuate so that shares, when redeemed, may be worth more or less than the performance shown. Current performance may be lower or higher than that shown here. For performance current to the most recent month-end, please call 855-744-8500.

Portfolio Managers

Aash M. Shah, CFA

Head of Investments & Sr. Portfolio Manager

David Harden, Founder

President | Portfolio Manager | Chief Executive Officer | Chief Investment Officer

Holdings as of 2025-05-27

Name
Ticker
CUSIP
Shares
Weight
Market Value
WisdomTree Emerging Markets High Dividend Fund
DEM
97717W315
64703
3.58%
$2,856,637.45
iShares Emerging Markets Dividend ETF
DVYE
464286319
89009
3.19%
$2,541,206.95
Banco Bilbao Vizcaya Argentaria SA
BBVA
05946K101
154087
2.98%
$2,376,021.54
Royal Bank of Canada
RY
780087102
17984
2.91%
$2,317,418.24
SPDR S&P Emerging Markets Dividend ETF
EDIV
78463X533
58710
2.81%
$2,236,851.00
Colgate-Palmolive Co
CL
194162103
23978
2.78%
$2,216,286.54
Home Depot Inc/The
HD
437076102
5753
2.67%
$2,130,911.20
Takeda Pharmaceutical Co Ltd
TAK
874060205
134094
2.47%
$1,967,158.98
UBS Group AG
UBS
H42097107
55528
2.23%
$1,779,117.12
QUALCOMM Inc
QCOM
747525103
11389
2.12%
$1,692,747.07
Lockheed Martin Corp
LMT
539830109
3418
2.05%
$1,629,873.30
National Grid PLC
NGG
636274409
21397
2.01%
$1,598,355.90
AbbVie Inc
ABBV
00287Y109
8397
1.96%
$1,559,490.84
Vodafone Group PLC
VOD
92857W308
145302
1.91%
$1,525,671.00
Packaging Corp of America
PKG
695156109
6976
1.70%
$1,352,088.32
Woodside Energy Group Ltd
WDS
980228308
95606
1.68%
$1,339,440.06
Evergy Inc
EVRG
30034W106
19054
1.58%
$1,261,946.42
Tyson Foods Inc
TSN
902494103
22302
1.56%
$1,244,897.64
Canadian Natural Resources Ltd
CNQ
136385101
37685
1.47%
$1,173,887.75
Novartis AG
NVS
66987V109
10141
1.44%
$1,148,062.61
United Parcel Service Inc
UPS
911312106
11472
1.40%
$1,119,093.60
PepsiCo Inc
PEP
713448108
8299
1.37%
$1,090,239.63
UniCredit SpA
UNCRY
904678406
31975
1.29%
$1,026,397.50
DBS Group Holdings Ltd
DBSDY
23304Y100
7407
1.29%
$1,025,499.15
ConocoPhillips
COP
20825C104
11798
1.27%
$1,009,318.90
NatWest Group PLC
NWG-W
639057207
70029
1.25%
$998,613.54
Deutsche Telekom AG
DTEGY
251566105
24307
1.19%
$944,570.02
Huntington Bancshares Inc/OH
HBAN
446150104
58376
1.15%
$920,005.76
Roche Holding AG
RHHBY
771195104
22724
1.13%
$897,825.24
UnitedHealth Group Inc
UNH
91324P102
2882
1.07%
$850,190.00
Targa Resources Corp
TRGP
87612G101
5104
1.03%
$824,091.84
Prudential Financial Inc
PRU
744320102
7708
1.01%
$805,794.32
Merck & Co Inc
MRK
58933Y105
10383
1.01%
$805,616.97
AXA SA
AXAHY
054536107
16696
0.98%
$784,712.00
Societe Generale SA
SCGLY
83364L109
71023
0.98%
$783,383.69
Zurich Insurance Group AG
ZURVY
989825104
22259
0.98%
$780,623.13
Yum! Brands Inc
YUM
988498101
5205
0.94%
$749,988.45
Gilead Sciences Inc
GILD
375558103
6694
0.92%
$730,248.46
CONAGRA BRANDS INC
CAG
205887102
31164
0.90%
$713,655.60
Thales SA
THLLY
883219206
11555
0.88%
$702,312.90
RTX Corp
RTX
75513E101
4681
0.79%
$628,143.39
Cash & Other
Cash&Other
Cash&Other
622263.49
0.78%
$622,263.49
Intesa Sanpaolo SpA
ISNPY
46115H107
18141
0.75%
$598,199.48
Nomura Holdings Inc
NMR
65535H208
94534
0.73%
$584,220.12
JD.com Inc
JD
47215P106
17401
0.71%
$566,228.54
Banco Santander SA
SAN
05964H105
69577
0.70%
$560,094.85
Comcast Corp
CMCSA
20030N101
15898
0.70%
$555,635.10
Engie SA
ENGIY
29286D105
25761
0.70%
$554,634.33
EQUITABLE HLDGS INC COM
EQH
29452E101
9735
0.66%
$525,397.95
McDonald's Corp
MCD
580135101
1667
0.66%
$525,021.65
ASE Technology Holding Co Ltd
ASX
00215W100
52912
0.65%
$521,712.32
Fresenius Medical Care AG
FMS
358029106
17644
0.65%
$520,321.56
Amgen Inc
AMGN
031162100
1848
0.65%
$516,423.60
Industria de Diseno Textil SA
IDEXY
455793109
19439
0.65%
$516,105.45
INFOSYS LTD
INFY
456788108
25758
0.60%
$476,265.42
Singapore Telecommunications Ltd
SGAPY
82929R304
15829
0.59%
$473,920.26
Sumitomo Mitsui Financial Group Inc
SMFG
86562M209
30155
0.58%
$465,894.75
Bank of China Ltd
BACHY
06426M104
31545
0.58%
$465,162.57
Vinci SA
VCISY
927320101
12258
0.56%
$446,926.68
Assa Abloy AB
ASAZY
045387107
25207
0.50%
$401,295.44
Nokia Oyj
NOK
654902204
74125
0.50%
$401,016.25
NiSource Inc
NI
65473P105
10078
0.50%
$395,863.84
China Construction Bank Corp
CICHY
168919108
22155
0.50%
$395,577.53
Corning Inc
GLW
219350105
7753
0.49%
$387,029.76
Komatsu Ltd
KMTUY
500458401
12448
0.48%
$382,776.00
BHP Group Ltd
BHP
088606108
7638
0.48%
$380,372.40
Union Pacific Corp
UNP
907818108
1663
0.47%
$373,094.05
Northrop Grumman Corp
NOC
666807102
784
0.47%
$372,768.48
First American Government Obligations Fund
FGXXX
31846V336
353417.39
0.44%
$353,417.39
Enel SpA
ENLAY
29265W207
38105
0.44%
$347,898.65
ORIX Corp
IX
686330101
16202
0.43%
$345,264.62
Unilever PLC
UL
904767704
5324
0.43%
$339,351.76
Citigroup Inc
C
172967424
4369
0.41%
$329,728.43
Siemens AG
SIEGY
826197501
2572
0.41%
$322,760.28
CF Industries Holdings Inc
CF
125269100
3520
0.40%
$322,220.80
KeyCorp
KEY
493267108
20354
0.40%
$320,779.04
Nippon Telegraph & Telephone Corp
NTTYY
654624105
11722
0.39%
$311,687.98
Canadian Imperial Bank of Commerce
CM
136069101
4533
0.39%
$310,102.53
Honda Motor Co Ltd
HMC
438128308
10239
0.38%
$305,429.37
Holcim AG
HCMLY
43475E105
13306
0.38%
$304,973.52
Automatic Data Processing Inc
ADP
053015103
928
0.38%
$302,258.88
Owens Corning
OC
690742101
2153
0.37%
$296,575.75
Annaly Capital Management Inc
NLY
035710839
14298
0.34%
$271,662.00
Southern Co/The
SO
842587107
2916
0.33%
$262,206.72
NextEra Energy Inc
NEE
65339F101
3734
0.32%
$254,061.36
Paychex Inc
PAYX
704326107
1581
0.32%
$251,331.57
Rio Tinto PLC
RIO
767204100
4108
0.31%
$249,766.40
Kimberly-Clark Corp
KMB
494368103
1739
0.31%
$248,416.15
AT&T Inc
T
00206R102
8731
0.30%
$239,142.09
Tapestry Inc
TPR
876030107
2955
0.30%
$239,059.50
Manulife Financial Corp
MFC
56501R106
7460
0.30%
$236,929.60
Cie de Saint-Gobain SA
CODYY
204280309
10337
0.30%
$235,166.75
Allianz SE
ALIZY
018820100
5850
0.29%
$234,000.00
Fortescue Ltd
FSUGY
34959A206
11172
0.28%
$226,009.56
CMS Energy Corp
CMS
125896100
3229
0.28%
$225,416.49
Bank of America Corp
BAC
060505104
5054
0.28%
$223,487.88
Inpex Corp
IPXHY
45790H101
16369
0.28%
$219,508.29
Freeport-McMoRan Inc
FCX
35671D857
5511
0.27%
$218,456.04
United Overseas Bank Ltd
UOVEY
911271302
3922
0.27%
$217,906.32
Bunge Global SA
BG
H11356104
2712
0.27%
$214,898.88
BNP Paribas SA
BNPQY
05565A202
4851
0.27%
$213,589.53
Orange SA
ORANY
684060106
14270
0.27%
$213,193.80
UPM-Kymmene Oyj
UPMMY
915436208
7452
0.26%
$209,922.84
Dow Inc
DOW
260557103
7127
0.26%
$206,112.84
EDP SA
EDPFY
268353109
5129
0.26%
$204,134.20
3i Group PLC
TGOPY
88579N105
7159
0.26%
$203,745.14
JPMORGAN CHASE & CO.
JPM
46625H100
745
0.25%
$197,641.05
Atlas Copco AB
ATLKY
049255706
11825
0.25%
$195,703.75
ONEOK Inc
OKE
682680103
2280
0.23%
$186,367.20
Iberdrola SA
IBDRY
450737101
2315
0.21%
$170,152.50
Tenaris SA
TS
88031M109
4298
0.18%
$140,157.78
Continental AG
CTTAY
210771200
15644
0.17%
$134,843.46
PNC Financial Services Group Inc/The
PNC
693475105
724
0.16%
$127,597.76
Isuzu Motors Ltd
ISUZY
465254209
9390
0.16%
$125,826.00
Bank of Montreal
BMO
063671101
1198
0.16%
$125,562.38
CLP Holdings Ltd
CLPHY
18946Q101
14462
0.16%
$123,794.72
Volkswagen AG
VWAPY
928662501
11409
0.15%
$123,034.66
Geely Automobile Holdings Ltd
GELYY
36847Q103
2632
0.15%
$120,993.04
EOG Resources Inc
EOG
26875P101
1055
0.15%
$117,347.65
Sekisui House Ltd
SKHSY
816078307
5060
0.15%
$116,380.00
Nucor Corp
NUE
670346105
1048
0.14%
$114,630.24
Williams Cos Inc/The
WMB
969457100
1905
0.14%
$114,490.50
MS&AD Insurance Group Holdings Inc
MSADY
553491101
4941
0.14%
$113,593.59
Norsk Hydro ASA
NHYDY
656531605
19385
0.14%
$108,943.70
BOC Hong Kong Holdings Ltd
BHKLY
096813209
991
0.11%
$85,285.36
SPXW US 05/27/25 P5730
SPXW 250527P05730000
SPXW 250527P05730000
-420
0.00%
$-2,100.00
S&P DOW PUT OPT 05/25 5565
SPXW 250527P05565000
SPXW 250527P05565000
100
0.00%
$500.00
S&P DOW CLL OPT 05/25 6025
SPXW 250527C06025000
SPXW 250527C06025000
-150
0.00%
$-450.00
S&P DOW CLL OPT 05/25 6020
SPXW 250527C06020000
SPXW 250527C06020000
-100
0.00%
$-500.00
SPXW US 05/27/25 P5720
SPXW 250527P05720000
SPXW 250527P05720000
-150
0.00%
$-750.00
S&P DOW CLL OPT 05/25 6030
SPXW 250527C06030000
SPXW 250527C06030000
-390
0.00%
$-1,950.00
S&P DOW CLL OPT 05/25 6035
SPXW 250527C06035000
SPXW 250527C06035000
-204
0.00%
$-612.00
S&P DOW CLL OPT 05/25 6045
SPXW 250527C06045000
SPXW 250527C06045000
-39
0.00%
$-117.00
CBOE S&P PUT OPT 05/25 5630
SPXW 250527P05630000
SPXW 250527P05630000
-100
0.00%
$-300.00
SPXW US 05/27/25 P5700
SPXW 250527P05700000
SPXW 250527P05700000
-1
0.00%
$-3.00
SPXW US 05/27/25 P5705
SPXW 250527P05705000
SPXW 250527P05705000
-3
0.00%
$-15.00
SPXW US 05/27/25 P5710
SPXW 250527P05710000
SPXW 250527P05710000
-116
0.00%
$-348.00
SPXW US 05/27/25 P5715
SPXW 250527P05715000
SPXW 250527P05715000
-150
0.00%
$-450.00
ETF holdings and allocations are subject to change at any time and should not be interpreted as an offer of these securities.

Historical Premium/Discount

IMPORTANT INFORMATION

1Premium/Discount If the price of the ETF is trading above its NAV, the ETF is said to be trading at a “premium.” Conversely, if the price of the ETF is trading below its NAV, the ETF is said to be trading at a “discount.” In relatively calm markets, ETF prices and NAV generally stay close.
230-Day Median Bid/Ask Spread % A calculation of the Fund's median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund's national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.
3Alpha is typically used to represent the value added or subtracted by active investment management strategies. It shows how an actively managed investment portfolio performed compared with the expected portfolio returns produced simply by benchmark volatility (beta) and market changes. A positive alpha shows that an investment manager has been able to capture more of the upside movement in the benchmark while softening the downswings. A negative alpha means that the manager's strategies have caught more benchmark downside than upside.

Important Risk Information

Carefully consider the Fund's investment objectives, risk factors, charges, and expenses before investing. This and additional information can be found in The SGI Global Income ETF's prospectus. Read the prospectus carefully before investing.
Investing involves risk, including possible loss of principal. The Fund is a newly organized, diversified management investment company with no operating history. To the extent the Fund invests in Underlying Funds that invest in fixed income securities, the Fund will be subject to fixed income securities risks. While fixed income securities normally fluctuate less in price than stocks, there have been extended periods of increases in interest rates that have caused significant declines in fixed income securities prices. To the extent that a Fund invests in Underlying Funds that invest in high-yield securities and unrated securities of similar credit quality (commonly known as “junk bonds”), the Fund may be subject to greater levels of interest rate and credit risk than funds that do not invest in such securities. Small cap companies that the Underlying Funds may invest in may be more volatile than, and not as readily marketable as, those of larger companies. Small companies may also have limited product lines, markets or financial resources and may be dependent on relatively small or inexperienced management groups. Underlying Funds that invest in foreign securities may be subject to special risks, including, but not limited to, currency exchange rate volatility, political, social, or economic instability, less publicly available information, less stringent investor protections and differences in taxation, auditing and other financial practices. Investments in emerging market securities by Underlying Funds are subject to higher risks than those in developed countries because there is greater uncertainty in less established markets and economies. To the extent the Fund invests in Underlying Funds that focus their investments in a particular industry or sector, the Fund’s shares may be more volatile and fluctuate more than shares of a fund investing in a broader range of securities. A company issuing dividend-paying securities may fail and have to decrease or eliminate its dividend. In such an event, the Fund may not only lose the dividend payout, but the stock price of the company may fall. The Fund’s investments in derivative instruments including options, forward currency exchange contracts, swaps, and futures, which may be leveraged, may result in losses. Investments in derivative instruments may result in losses exceeding the amounts invested. The use of derivatives is a highly specialized activity that involves investment techniques and risks different from those associated with investments in more traditional securities and instruments.
Diversification does not eliminate the risk of experiencing investment loss.
Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the funds. Brokerage commissions will reduce returns.
Distributed by Quasar Distributors, LLC.